Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Wilmoth Ream JrLincoln InvestmentHSBC Securities (USA) Inc.07-07-2020
Rock Edward NavamuelFidelity Brokerage Services LLCHSBC Securities (USA) Inc.06-17-2020
Armando Humberto BermudezFidelity Brokerage Services LLCHSBC Securities (USA) Inc.06-17-2020
Michael Scott SimonCUNA Brokerage Services, Inc.HSBC Securities (USA) Inc.06-12-2020
Paul K TuradilokTrustTree Financial LLCHSBC Securities (USA) Inc.06-08-2020
Ernesto Martin ParedesCitigroup Global Markets Inc.HSBC Securities (USA) Inc.02-10-2020
Miguel Angel CorvalanOppenheimer & Co. Inc.HSBC Securities (USA) Inc.10-25-2019
Ana P Vidal RegoDeutsche Bank Securities Inc.HSBC Securities (USA) Inc.07-30-2019
Paulo JardimDeutsche Bank Securities Inc.HSBC Securities (USA) Inc.07-23-2019
Sandra MahechaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.07-12-2019
Mirlyns RodriguezWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.06-25-2019
Jasmine ZamorJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-26-2018
Arlyn KalkaUBS Financial Services Inc.HSBC Securities (USA) Inc.06-27-2018
Rodolfo BessaCiti Private Advisory, LLCHSBC Securities (USA) Inc.05-17-2018
Paulo Eduardo BettegaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-25-2018
Pilar UrregoMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$15004-18-2018
Dario MontisciUBS Financial Services Inc.HSBC Securities (USA) Inc.01-05-2018
Karina P Hinkelmann DiasSA Stone Wealth Management Inc.HSBC Securities (USA) Inc.11-13-2017
Evian ClutchUBS Financial Services Inc.HSBC Securities (USA) Inc.11-03-2017
Lilliam Leon-GonzalezUBS Financial Services Inc.HSBC Securities (USA) Inc.11-02-2017
Rebecca Rachelle SamandarMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-31-2017
Benjamin J Blanco PintoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-27-2017
Gabriel OrpinelUBS Financial Services Inc.HSBC Securities (USA) Inc.10-17-2017
Federico Bernardo Gitron-BeerWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-16-2017
Alvaro A MayorgaUBS Financial Services Inc.HSBC Securities (USA) Inc.10-13-2017
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.