Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pilar Urrego UrregoMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$15004-18-2018
Dario MontisciUBS Financial Services Inc.HSBC Securities (USA) Inc.01-05-2018
Andrea RodriguezJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$112-18-2017
Rebecca Rachelle SamandarMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-31-2017
Benjamin Jorge Blanco PintoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-27-2017
Federico Bernardo Gitron BeerWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-16-2017
Ligia Carolina ChanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-29-2017
William A. SolorzanoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$15009-29-2017
Rocio Mora SalazarCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-07-2017
Gustavo Adolfo Cortes CortesWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.08-08-2017
LEGNA CAROLINA GONZALEZCUSO Financial Services, L.P.HSBC Securities (USA) Inc.06-15-2017
Gustavo Luis CecchiMorgan StanleyHSBC Securities (USA) Inc.06-09-2017
Rafael Ignacio SagarbarriaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-30-2017
Andres FallonMorgan StanleyHSBC Securities (USA) Inc.$104-04-2017
George Arthur GriffithNYLIFE Securities LLCHSBC Securities (USA) Inc.04-04-2017
Carla Garcia GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$111-07-2016
Carlos Eduardo CandiaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-03-2016
Barbara DettmerSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.$15008-02-2016
Gonzalo Javier SegniniMorgan StanleyHSBC Securities (USA) Inc.07-29-2016
Marcelo Fabian UbalLPL Financial LLCHSBC Securities (USA) Inc.06-20-2016
Scott James BorgCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$10006-20-2016
Gabriel PorzecanskiWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-31-2016
Peter Isaac VargasSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.04-12-2016
Marta Rita BlazquezBCI Securities, Inc.HSBC Securities (USA) Inc.03-09-2016
Patricia Jacqueline AlbaMorgan StanleyHSBC Securities (USA) Inc.01-15-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.


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