Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Taylor Kalyn Smelt | J.W. Cole Financial, Inc. | INVEST Financial Corporation | — | 03-23-2018 |
Randall Howard Reed | LPL Financial LLC | INVEST Financial Corporation | $150 | 02-14-2018 |
Steven Martin Barnett | LPL Financial LLC | INVEST Financial Corporation | $100 | 02-14-2018 |
Kevin Corey Mason | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Ralph Gary Evans | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Aaron Paul Leopold | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Andrew Glenn Kolowich | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Katherine Louise Hart | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Cory Reed Walton | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Thomas Robert Kosky | LPL Financial LLC | INVEST Financial Corporation | $35 | 02-14-2018 |
Dennis Dean Seibert | LPL Financial LLC | INVEST Financial Corporation | $25 | 02-14-2018 |
Mark Allen Schwab | LPL Financial LLC | INVEST Financial Corporation | $25 | 02-14-2018 |
Donald Richard Deslauriers | LPL Financial LLC | INVEST Financial Corporation | $25 | 02-14-2018 |
Phillip Eugene Ellis | LPL Financial LLC | INVEST Financial Corporation | $25 | 02-14-2018 |
Aaron Jay Weinstock | LPL Financial LLC | INVEST Financial Corporation | $25 | 02-14-2018 |
John Marco Dinino | LPL Financial LLC | INVEST Financial Corporation | $25 | 02-14-2018 |
Harris Leonard Kerker | LPL Financial LLC | INVEST Financial Corporation | $23 | 02-14-2018 |
Michael Dennis Labarbera | LPL Financial LLC | INVEST Financial Corporation | $10 | 02-14-2018 |
Marc Howard Rheingold | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Steven Charles Spence | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Gregory Miro Skrabonja III | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Marc Layne Lowell | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Ryan Rex Hughes | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Brant Edward Garber | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Anthony Badalamenti | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.