Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Wallace Crooks Jr.Principal Securities, Inc.INVEST Financial Corporation12-01-2011
William Christopher ValentiMorgan StanleyINVEST Financial Corporation06-22-2012
John MiloneMorgan StanleyINVEST Financial Corporation$5010-19-2012
Heather S. WilliamsAmeriprise Financial Services, Inc.INVEST Financial Corporation05-06-2013
Kevin Michael ArquetteHarwood Advisory Group, LLCINVEST Financial Corporation08-23-2013
Kevin William CrooksInvestacorp, Inc.INVEST Financial Corporation01-02-2014
Robert Lewis HawkinsInvestacorp, Inc.INVEST Financial Corporation01-21-2014
James Edward MillerInvestacorp, Inc.INVEST Financial Corporation01-21-2014
John Brian KnessInvestacorp, Inc.INVEST Financial Corporation01-24-2014
Timothy Kevin SwetohaInvestacorp, Inc.INVEST Financial Corporation02-21-2014
Darrell Paul LongInvestacorp, Inc.INVEST Financial Corporation02-26-2014
Lisa Caridad Esteves-DixonRaymond James & Associates, Inc.INVEST Financial Corporation$2503-31-2014
Thomas William AutoreInvestacorp, Inc.INVEST Financial Corporation04-01-2014
Timothy Robert HaasCommonwealth Financial NetworkINVEST Financial Corporation$5001-05-2015
Jamie Leigh DentJ.W. Cole Financial, Inc.INVEST Financial Corporation01-23-2015
Vincent John MontantiFSC Securities CorporationINVEST Financial Corporation$2505-15-2015
Sanja SmajlovicRaymond James Financial Services, Inc.INVEST Financial Corporation06-15-2015
Granville Joseph KnowlesAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation10-22-2015
Melinda PerezRaymond James & Associates, Inc.INVEST Financial Corporation12-16-2015
William Samuel MorrisCalton & Associates, Inc.INVEST Financial Corporation$1006-14-2016
Charles Frederick MarquesLPL Financial LLCINVEST Financial Corporation07-01-2016
William Dean ByrdCapital Financial Services, Inc.INVEST Financial Corporation$5009-02-2016
Joshua David ThompsonConsilium Management Group, LLCINVEST Financial Corporation12-06-2016
Alphoncia MompremierInnovation Partners LLCINVEST Financial Corporation04-27-2017
James Brent OstranderFirstwave FinancialINVEST Financial Corporation07-18-2017
Next Page »

Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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