Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jay WeinstockLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Aaron Paul LeopoldLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Alec Spencer LowellLPL Financial LLCINVEST Financial Corporation02-14-2018
Alison Horton MewborneLPL Financial LLCINVEST Financial Corporation02-14-2018
Alphoncia MompremierInnovation Partners LLCINVEST Financial Corporation04-27-2017
Andrew Glenn KolowichLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Anthony BadalamentiLPL Financial LLCINVEST Financial Corporation02-14-2018
Armando FernandezLPL Financial LLCINVEST Financial Corporation02-14-2018
Benjamin Alfons WelterLPL Financial LLCINVEST Financial Corporation02-14-2018
Brant Edward GarberLPL Financial LLCINVEST Financial Corporation02-14-2018
Brian Robert WolfeMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation12-12-2017
Brian W. UrbanLPL Financial LLCINVEST Financial Corporation02-14-2018
Carl David NewtonLPL Financial LLCINVEST Financial Corporation11-15-2017
Caroline MohanLPL Financial LLCINVEST Financial Corporation07-21-2017
Charles Frederick MarquesLPL Financial LLCINVEST Financial Corporation07-01-2016
Christopher R. MalphursLPL Financial LLCINVEST Financial Corporation02-14-2018
Cory Reed WaltonLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Cynthia Booze RichardsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Daniel EtheridgeLPL Financial LLCINVEST Financial Corporation02-14-2018
Darrell Paul LongInvestacorp, Inc.INVEST Financial Corporation02-26-2014
Dennis Dean SeibertLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Dennis Roger NolteLPL Financial LLCINVEST Financial Corporation$3011-15-2017
Donald Richard DeslauriersLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Federico Coromoto VaamondeLPL Financial LLCINVEST Financial Corporation02-14-2018
Granville Joseph KnowlesAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation10-22-2015
Next Page »

Showing 1 to 25 of 88 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.