Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra M CardonaSynovus Securities, Inc.J.P. Morgan Securities LLC04-09-2020
Carmen C. Diaz AcevedoMorgan StanleyJ.P. Morgan Securities LLC$2503-17-2020
Ignacio Alfredo HerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
William J. HermanRaymond James & Associates, Inc.J.P. Morgan Securities LLC03-02-2020
Damion Peter CarufeMorgan StanleyJ.P. Morgan Securities LLC$5002-28-2020
Gustavo A. Cortes GaviriaCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-18-2020
Salvatore Anthony TianoFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$50001-15-2020
John Emery SmythFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$5001-15-2020
Jason Robert O'BrienFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Daniel TumbaFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Gregory Paul SavilleFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Tara Alyssia GurrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-16-2019
Gabriela GarciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Yulia KuzenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2512-09-2019
Peter Wilhelm KuylenstiernaMorgan StanleyJ.P. Morgan Securities LLC12-06-2019
Leo Martin FerrettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-22-2019
Todd Edwin EngelhardtCumberland AdvisorsJ.P. Morgan Securities LLC11-15-2019
January Edwina SchmusMorgan StanleyJ.P. Morgan Securities LLC11-12-2019
Benjamin S. ToppingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-06-2019
Cesar D. NunezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-23-2019
Heather Erin TrittMorgan StanleyJ.P. Morgan Securities LLC10-16-2019
Justin Love BarrosoUBS Financial Services Inc.J.P. Morgan Securities LLC10-11-2019
Camilo CantorHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-04-2019
Eric Robert AbbottMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
Christopher Charles GuidoMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
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Showing 1 to 25 of 409 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.