Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy L ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2503-22-2019
Yanette SullivanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-06-2019
Jonathan ValdezPNC InvestmentsJ.P. Morgan Securities LLC02-14-2019
Beth Ann MartindaleSynovus Securities, Inc.J.P. Morgan Securities LLC01-28-2019
Laurent Lorenzo WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-14-2018
Ethan Misho CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$111-14-2018
Ortis Milfort PyronneauAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-08-2018
Sheryl Lavette LavetteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Marney A SkinnerLincoln InvestmentJ.P. Morgan Securities LLC09-06-2018
Christian Charles DurhamWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-26-2018
Omar Alfredo CastroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-25-2018
Brian SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15007-23-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Fernando QuevedoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Todd Jason PaskietWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Gabriel Marshall CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-25-2018
Kha Hoang VuSunTrust Investment Services, Inc.J.P. Morgan Securities LLC04-05-2018
Carlos Leonel SerranoCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-27-2018
Jonathan Steven OrmazaSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-16-2018
Monica Cristina FilpoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-31-2018
Carlos Alberto TovarLeumi Investment Services Inc.J.P. Morgan Securities LLC01-10-2018
Ruben Blaya-LeyvaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-20-2017
Willy Alberto GamezSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$15010-27-2017
Mahesh RoopnarineWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-24-2017
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Showing 1 to 25 of 270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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