Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph V FureyUBS Financial Services Inc.J.P. Morgan Securities LLC09-11-2020
Ryan Scott FitzgeraldRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-09-2020
Krystal Ann BarceloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-08-2020
Richard Allan ComeauMorgan StanleyJ.P. Morgan Securities LLC$5007-02-2020
Joseph Steven HennesseyMorgan StanleyJ.P. Morgan Securities LLC06-05-2020
John R DobayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15006-04-2020
Michael Carl Osborn JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-01-2020
Anna DucheneFifth Third Securities, Inc.J.P. Morgan Securities LLC05-26-2020
Jason Marc BillupsCapital AnalystsJ.P. Morgan Securities LLC05-07-2020
James Earl McBrayer IIBessemer Investor Services, Inc.J.P. Morgan Securities LLC$1,00004-20-2020
Manuel Andres Leal SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-20-2020
Sandra M CardonaSynovus Securities, Inc.J.P. Morgan Securities LLC04-09-2020
Carmen Cristina Diaz AcevedoMorgan StanleyJ.P. Morgan Securities LLC$2503-17-2020
Ignacio Alfredo HerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-09-2020
William J HermanRaymond James & Associates, Inc.J.P. Morgan Securities LLC03-02-2020
Damion Peter CarufeMorgan StanleyJ.P. Morgan Securities LLC$5002-28-2020
Tsun Yen Chong LuoMorgan StanleyJ.P. Morgan Securities LLC02-28-2020
Gustavo A Cortes GaviriaCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-18-2020
Louis Joseph Ventura JrFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Salvatore Anthony TianoFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$50001-15-2020
John Emery SmythFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$5001-15-2020
Jason Robert OBrienFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Daniel TumbaFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Gregory Paul SavilleFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC01-15-2020
Ruth Faye FialkoMorgan StanleyJ.P. Morgan Securities LLC$15001-03-2020
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Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.