Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evelyn Spahalic PolstonAllstate Financial Services, LLCJ.P. Morgan Securities LLC04-13-2017
Alexander AliceaAllstate Financial Services, LLCJ.P. Morgan Securities LLC02-25-2015
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Mark Andrew SuttonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-19-2018
Arturo Gustavo PedrosoBessemer Investor Services, Inc.J.P. Morgan Securities LLC07-01-2013
Carl John LabrunaCambridge Investment Research, Inc.J.P. Morgan Securities LLC$15004-04-2014
Victor J. FurnissCetera Investment Services LLCJ.P. Morgan Securities LLC09-28-2015
Carlos L. SerranoCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-27-2018
Joaquin Eduardo GonzalezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$1008-18-2017
Kara Elizabeth LiveseyCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-15-2017
David B. AmielCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-25-2017
Anibal AlvaradoCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-13-2013
Jose Eleazar Flores Jr.Edward JonesJ.P. Morgan Securities LLC08-07-2015
Byron Charles TobiasEdward JonesJ.P. Morgan Securities LLC07-01-2014
William Bennett FinocchioFifth Third Securities, Inc.J.P. Morgan Securities LLC$2506-05-2019
Timothy Victor BassoFifth Third Securities, Inc.J.P. Morgan Securities LLC10-18-2016
Carlos Antonio Dominguez-GilGoldman Sachs & Co.J.P. Morgan Securities LLC03-15-2016
Fabiana Carvalho RavasiGoldman Sachs & Co.J.P. Morgan Securities LLC10-08-2015
Austin Christopher BohlmanGoldman Sachs & Co.J.P. Morgan Securities LLC07-11-2014
Digna Enid FelicianoGWN Securities Inc.J.P. Morgan Securities LLC07-01-2015
Cinthya J. LockHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2017
Pamela MilianHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-21-2016
Alvaro Mauricio JironInfinex Investments, Inc.J.P. Morgan Securities LLC07-05-2016
Clay Jordan BrooksInternational Assets Advisory, LLCJ.P. Morgan Securities LLC03-13-2017
Emmanuel A. LeakInternational Assets Advisory, LLCJ.P. Morgan Securities LLC10-21-2016
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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