Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Steven LeeUBS Financial Services Inc.J.P. Morgan Securities LLC$10006-26-2009
Michael Douglas RobinsonHighTower Securities, LLCJ.P. Morgan Securities LLC08-21-2009
Matthew Lee BurtonBarclays Capital Inc.J.P. Morgan Securities LLC$10006-10-2010
Robert Eugene Day Jr.SunTrust Investment Services, Inc.J.P. Morgan Securities LLC09-08-2010
Rino SchenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-14-2010
Alida R. GuedesHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-08-2010
Paola LietoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC05-24-2011
Joey W JarvisMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-27-2011
David Jacob MaksymetzNorthern Trust Securities, Inc.J.P. Morgan Securities LLC06-06-2011
Gregory Manuel ViejoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-23-2011
Curt Christopher EdwardsFifth Third Securities, Inc.J.P. Morgan Securities LLC$10002-24-2012
James David FranskouskyEdward JonesJ.P. Morgan Securities LLC05-31-2012
George AkirtavaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC08-21-2012
Cesar Augusto ConradoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-15-2012
Lilibeth RamosLPL Financial LLCJ.P. Morgan Securities LLC10-18-2012
Luis Antonio DelgadoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-18-2012
Denise Marie MadnickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-22-2012
Gipsy Nathaly PerryNYLIFE Securities LLCJ.P. Morgan Securities LLC$50010-24-2012
Lisa Marie MirabellaMorgan StanleyJ.P. Morgan Securities LLC$25010-26-2012
Pedro Juan Marrero Astacio IVWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$50012-14-2012
Karl Helmutt MirandaMorgan StanleyJ.P. Morgan Securities LLC01-11-2013
Joseph Peter CaccippioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$25001-14-2013
Astrid Lisbeth RodriguezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC01-15-2013
Philip Richard BeattieMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10001-22-2013
Maria Antonieta PicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-30-2013
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.