Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juan Carlos PaysseMorgan StanleyJ.P. Morgan Securities LLC$2504-11-2011
Gregory Manuel ViejoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-23-2011
Luis Antonio DelgadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-18-2012
Joseph Peter CaccippioWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2501-14-2013
Philip R BeattieMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2013
Wilson J AnnichiaricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-19-2013
Arturo Gustavo PedrosoBessemer Investor Services, Inc.J.P. Morgan Securities LLC07-01-2013
Oscar H RodriguezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-11-2013
Javier Ignacio CabelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-15-2013
Scott Evan SiegelMorgan StanleyJ.P. Morgan Securities LLC$1208-23-2013
Heriberto Jose Muro JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5009-03-2013
Jose Pablo CabelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-09-2013
Sean Patrick MurphySunTrust Investment Services, Inc.J.P. Morgan Securities LLC10-03-2013
James E ThornWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5012-13-2013
Jhoan A BendanaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-27-2014
Daniel A AmaroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-05-2014
Brian Christopher KutsmedaOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15002-10-2014
David Edward HansonUBS Financial Services Inc.J.P. Morgan Securities LLC03-07-2014
Carl John LabrunaCambridge Investment Research Advisors, Inc.J.P. Morgan Securities LLC03-26-2014
Boris Ricardo EspinozaCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2014
Byron Charles TobiasEdward JonesJ.P. Morgan Securities LLC07-01-2014
Donna Marie DelmarPruco Securities, LLC.J.P. Morgan Securities LLC07-09-2014
Austin Christopher BohlmanGoldman Sachs & Co.J.P. Morgan Securities LLC07-11-2014
Darwin A MoralesPFS Investments Inc.J.P. Morgan Securities LLC09-15-2014
Vianny C MinayaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2014
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Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.