Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alida R. GuedesHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-08-2010
Camilo CantorHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-04-2019
Cassio Pavini PaulucciHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-21-2013
Cinthya J. LockHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2017
Gustavo A. Cortes GaviriaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC09-18-2013
Juarez Lauth GualbertoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-10-2014
Karina P. Hinkelmann DiasHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-27-2016
Marcos Guillermo UbinasHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-27-2016
Mirlyns RodriguezHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-18-2017
Nadine M. AkinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-21-2014
Pamela MilianHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-21-2016
Reynaldo Socorro Socorro FanjulHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2018
Rezwan Mohammed AlamHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-22-2017
Silvano Ensuncho Jr.HSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-02-2018
Vanessa Massiel OchoaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-04-2017

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.