Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto Peralta RamosMorgan StanleyJ.P. Morgan Securities LLC05-12-2016
Anthony Rafael TerminelloMorgan StanleyJ.P. Morgan Securities LLC09-21-2017
Anthony Robert PastoreMorgan StanleyJ.P. Morgan Securities LLC05-19-2017
Carlos Ferrero Bonzon JrMorgan StanleyJ.P. Morgan Securities LLC07-11-2019
Carlos Roberto SantosMorgan StanleyJ.P. Morgan Securities LLC05-26-2017
Carmen Cristina Diaz AcevedoMorgan StanleyJ.P. Morgan Securities LLC$2503-17-2020
Christopher Charles GuidoMorgan StanleyJ.P. Morgan Securities LLC10-04-2019
Cindy HuangMorgan StanleyJ.P. Morgan Securities LLC$2501-09-2019
Damion Peter CarufeMorgan StanleyJ.P. Morgan Securities LLC$5002-28-2020
Eric Robert AbbottMorgan StanleyJ.P. Morgan Securities LLC$19710-04-2019
Fredy BullaMorgan StanleyJ.P. Morgan Securities LLC11-03-2014
Heather Erin TrittMorgan StanleyJ.P. Morgan Securities LLC10-16-2019
Henry SilvaMorgan StanleyJ.P. Morgan Securities LLC07-22-2019
Hugo Andres PorroMorgan StanleyJ.P. Morgan Securities LLC06-01-2015
Jacqueline R MessadoMorgan StanleyJ.P. Morgan Securities LLC06-13-2016
January Edwina SchmusMorgan StanleyJ.P. Morgan Securities LLC11-12-2019
John WilliamsMorgan StanleyJ.P. Morgan Securities LLC10-14-2014
Jorge E TijerinoMorgan StanleyJ.P. Morgan Securities LLC02-18-2015
Joseph Steven HennesseyMorgan StanleyJ.P. Morgan Securities LLC06-05-2020
Juan Carlos PaysseMorgan StanleyJ.P. Morgan Securities LLC$2504-11-2011
Mario Rene LamarMorgan StanleyJ.P. Morgan Securities LLC07-11-2019
Mark William McbeeMorgan StanleyJ.P. Morgan Securities LLC06-30-2017
Michael Dellano SpearsMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
Michael TruongMorgan StanleyJ.P. Morgan Securities LLC06-13-2019
Michael ZalkindMorgan StanleyJ.P. Morgan Securities LLC$5010-14-2014
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.