Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Marc DefrancesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15006-10-2019
Matthew Jay KutcherWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10006-10-2019
Sebastian A GalarceWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-08-2019
Myriam Elizabeth Biglang-AwaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-03-2019
Ethan M. CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-14-2018
Sheryl Lavette DoctorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Christian C. DurhamWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-26-2018
Fernando QuevedoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Brent GerhardtWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5010-17-2017
Pedro Armiro IglesiasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-21-2017
Carlos Alberto VargasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-16-2017
Devangi A. DesaiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-04-2016
Alexander Armand ArvizuWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5008-15-2016
Paul David SjogrenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-17-2016
Carlos Enrique OrtizWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-06-2016
Phillip Scott HolderWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1005-05-2016
Denes M. RentasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-07-2016
Manuel Alejandro De La MazaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-31-2016
Artemio F MercadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10009-16-2015
Arnold E. Van Der DijsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-21-2015
Joel SanabriaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2015
Danilo Prada CollazoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2015
Stephan George Gonzalez-LlanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-31-2015
John Michael PuleoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-09-2015
James Anthony RoccoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-01-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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