Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erick Lewis CovaMutual of Omaha Investor Services, Inc.J.P. Morgan Securities LLC09-12-2019
Mauricio R. AlvesAXA Advisors, LLCJ.P. Morgan Securities LLC09-03-2019
Pedro Jose Lopez-VillariUBS Financial Services Inc.J.P. Morgan Securities LLC08-30-2019
Carlos Anllo IIGreenwood Family Advisors LLCJ.P. Morgan Securities LLC08-21-2019
Kevis RosarioMutual of Omaha Investor Services, Inc.J.P. Morgan Securities LLC08-20-2019
Peter AbbateMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Sean MurtaghBessemer Investor Services, Inc.J.P. Morgan Securities LLC08-09-2019
Diana Patricia BarreraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2019
Michael D. Spears Jr.Morgan StanleyJ.P. Morgan Securities LLC07-29-2019
Henry SilvaMorgan StanleyJ.P. Morgan Securities LLC07-22-2019
Jordi R. BusseRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-16-2019
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Bradley L ResnickRLP Wealth Advisors, LLCJ.P. Morgan Securities LLC07-16-2019
Mario Rene LamarMorgan StanleyJ.P. Morgan Securities LLC$10007-11-2019
Carlos Ferrero Bonzon Jr.Morgan StanleyJ.P. Morgan Securities LLC07-11-2019
Jonathan AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-25-2019
Yan MengWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-25-2019
Sarah Anne WeberMorgan StanleyJ.P. Morgan Securities LLC06-21-2019
Michael TruongMorgan StanleyJ.P. Morgan Securities LLC06-13-2019
Matthew Jay KutcherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10006-10-2019
Bryan Marc DefrancesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$15006-10-2019
Ledio SimoniMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-06-2019
William Bennett FinocchioFifth Third Securities, Inc.J.P. Morgan Securities LLC$25006-05-2019
Osmani PaulinoBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Sebastian A GalarceWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC05-08-2019
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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