Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ana Roumenova CarterHarbor Light Securities, LLCJHS Capital Advisors, LLC01-04-2016
Joel Arthur PostAmeriprise Financial Services, LLCJHS Capital Advisors, LLC10-06-2015
Maria OrtizNBC Securities, Inc.JHS Capital Advisors, LLC09-09-2015
Michael Bernard O'TooleNBC Securities, Inc.JHS Capital Advisors, LLC$2508-05-2015
Gustave AlfieriNBC Securities, Inc.JHS Capital Advisors, LLC$508-05-2015
Timothy Smith ForsmanLPL Financial LLCJHS Capital Advisors, LLC08-05-2015
Ramesh MadhusudanRaymond James Financial Services, Inc.JHS Capital Advisors, LLC08-05-2015
Robert Glenn AlvarezNBC Securities, Inc.JHS Capital Advisors, LLC$5008-04-2015
Joseph Gustav Schretzmann Sr.Calton & Associates, Inc.JHS Capital Advisors, LLC$1008-03-2015
Justin Adam MillerRaymond James & Associates, Inc.JHS Capital Advisors, LLC08-01-2015
Stephen Miske MillerNBC Securities, Inc.JHS Capital Advisors, LLC07-31-2015
Mark Edmund PalssonNBC Securities, Inc.JHS Capital Advisors, LLC$1007-24-2015
William Woodward MasonWilbanks Securities, Inc.JHS Capital Advisors, LLC$5007-09-2015
William D. OwenMetLife Securities Inc.JHS Capital Advisors, LLC$5007-01-2015
Gerald Warren SeigelAegis Capital Corp.JHS Capital Advisors, LLC$5006-17-2015
Joseph Anthony RomanoAegis Capital Corp.JHS Capital Advisors, LLC06-17-2015
Jon Raymond LeeAegis Capital Corp.JHS Capital Advisors, LLC$10006-17-2015
Robert Wyla MelberthAegis Capital Corp.JHS Capital Advisors, LLC06-17-2015
Keith M. CurtisAegis Capital Corp.JHS Capital Advisors, LLC$5006-17-2015
Trevor Taliaferro TaylorAegis Capital Corp.JHS Capital Advisors, LLC06-17-2015
Katie M. WhiteBB&T Investment Services, Inc.JHS Capital Advisors, LLC$5004-10-2015
Gustave AlfieriJHS Capital Advisors, LLCJHS Capital Advisors, LLC$501-03-2013
Catherine A. MilanoCheevers, Hand & Angeline, Inc.JHS Capital Advisors, LLC11-08-2012
Carol Ann NoblesEdward JonesJHS Capital Advisors, LLC04-02-2012
Michael Preston CutlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJHS Capital Advisors, LLC03-13-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.