Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Ann BoweE*TRADE Securities LLCJanney Montgomery Scott LLC$15004-13-2020
Barry Michael HavenerCetera Advisors LLCJanney Montgomery Scott LLC$5009-27-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Jason Michael PerrySecurities America, Inc.Janney Montgomery Scott LLC$15003-04-2019
Matthew Harrison AllenRaymond James & Associates, Inc.Janney Montgomery Scott LLC$10002-07-2018
Joshua Robert BensonJ.P. Morgan Securities LLCJanney Montgomery Scott LLC01-24-2018
John A. Carelli IIIRaymond James & Associates, Inc.Janney Montgomery Scott LLC11-17-2017
James Peter Rishe Jr.Independent Financial PartnersJanney Montgomery Scott LLC$10008-22-2017
Barbara Marian GilbertFirsTrustJanney Montgomery Scott LLC05-04-2017
Lawrence Marc TaylorMetLife Securities Inc.Janney Montgomery Scott LLC$5001-06-2017
John Kenneth PritchardAegis Capital Corp.Janney Montgomery Scott LLC$15012-05-2016
Richard Manansala ManankilWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$2511-18-2016
James Sean LebaronStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5011-14-2016
Steven Charles SapirsteinStoever, Glass & Company Inc.Janney Montgomery Scott LLC$10009-21-2016
Carol Elizabeth DiezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC08-24-2016
Gregory Carl TorrettaRBC Capital Markets, LLCJanney Montgomery Scott LLC$10010-19-2015
Douglas Joseph TorrettaMetLife Securities Inc.Janney Montgomery Scott LLC10-07-2015
Larry Greg WeismanWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5009-18-2015
Gary Steven SchweifelMorgan StanleyJanney Montgomery Scott LLC$10008-03-2015
Frederick Daniel Kelleher Jr.NYLIFE Securities LLCJanney Montgomery Scott LLC04-17-2015
David Richard HoferAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$10001-16-2015
Thomas Arthur SmylieAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$5010-04-2013
Judith FinnertyRaymond James & Associates, Inc.Janney Montgomery Scott LLC07-02-2013
Janis C. PetersonMorgan StanleyJanney Montgomery Scott LLC$10005-10-2013
Phillip Jerome BerkMorgan StanleyJanney Montgomery Scott LLC05-10-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.