Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Jason Michael PerrySecurities America, Inc.Janney Montgomery Scott LLC$15003-04-2019
Barbara Marian GilbertFirsTrustJanney Montgomery Scott LLC05-04-2017
Lawrence Marc TaylorMetLife Securities Inc.Janney Montgomery Scott LLC01-06-2017
John Kenneth PritchardAegis Capital Corp.Janney Montgomery Scott LLC$15012-05-2016
Richard Manansala ManankilWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$111-18-2016
James Sean LebaronStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5011-14-2016
Douglas Joseph TorrettaMetLife Securities Inc.Janney Montgomery Scott LLC10-07-2015
Larry Greg WeismanWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC09-18-2015
Gary Steven SchweifelMorgan StanleyJanney Montgomery Scott LLC$10008-03-2015
Frederick Daniel Kelleher Jr.NYLIFE Securities LLCJanney Montgomery Scott LLC04-17-2015
David Richard HoferAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC01-16-2015
Thomas Arthur SmylieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC10-04-2013
Janis C PetersonMorgan StanleyJanney Montgomery Scott LLC05-10-2013
Phillip Jerome BerkMorgan StanleyJanney Montgomery Scott LLC$5005-10-2013
Gerald Myron BermanOppenheimer & Co. Inc.Janney Montgomery Scott LLC$15001-18-2013
Stacey Gean EnglanderMorgan StanleyJanney Montgomery Scott LLC02-24-2012
Carl Robert MorgansteinMorgan StanleyJanney Montgomery Scott LLC11-30-2011
Howard Steven WalzerUBS Financial Services Inc.Janney Montgomery Scott LLC09-23-2011
Jeffrey Tyler ZelinRaymond James & Associates, Inc.Janney Montgomery Scott LLC$2506-20-2011
Tracy Joseph Mandart Jr.Infinex Investments, Inc.Janney Montgomery Scott LLC06-16-2011
Geoffrey Beaufort Lynch Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC03-15-2011
Lewis Irwin ManiloveAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-01-2010
John Phillip KunzelmannMoors & Cabot, Inc.Janney Montgomery Scott LLC08-23-2010
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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