Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Albert YemmKMS Financial Services, Inc.Kovack Securities Inc.07-02-2019
Daniel Norman DowdInvestacorp, Inc.Kovack Securities Inc.$2505-23-2019
Stephen R FacellaCambridge Investment Research, Inc.Kovack Securities Inc.$25009-20-2018
John Edward ScottCalton & Associates, Inc.Kovack Securities Inc.$10008-08-2018
Carlton A Buckley Jr.ProEquities, Inc.Kovack Securities Inc.07-02-2018
Jonathan Adam GreeneEdward JonesKovack Securities Inc.$25006-08-2018
Michael VargaVarga Investments Inc.Kovack Securities Inc.05-16-2018
Daniel Robert LodesBrokers International Financial Services, LLC.Kovack Securities Inc.12-05-2017
Terry Mcintosh Anderson Sr.OneAmerica Securities, Inc.Kovack Securities Inc.07-13-2017
Dennis CoralInternational Assets Advisory, LLCKovack Securities Inc.03-27-2017
Bernard Paul Doddo Jr.HD Vest Investment ServicesKovack Securities Inc.02-13-2017
John Edward GreeneRaymond James Financial Services, Inc.Kovack Securities Inc.07-25-2016
Ronald EigerChelsea Financial ServicesKovack Securities Inc.$5007-19-2016
Larry Albert LangenkampChelsea Financial ServicesKovack Securities Inc.07-19-2016
Rebecca J NormanMerrill Lynch, Pierce, Fenner & Smith IncorporatedKovack Securities Inc.07-19-2016
Robert Tison LeeIndependent Financial Group, LLCKovack Securities Inc.11-05-2015
Michael Corbett MilneOcala Capital, LLCKovack Securities Inc.08-19-2015
Sina Mary NowakLPL Financial LLCKovack Securities Inc.06-24-2015
Gwen B. GarrisonInvestacorp, Inc.Kovack Securities Inc.12-01-2014
Robert Lee WhiteAmeriprise Financial Services, Inc.Kovack Securities Inc.$10007-22-2013
Louis Robert MiceliSoutheast Investments, N.C., Inc.Kovack Securities Inc.$1010-18-2011
Jerry Lawrence Furlong Jr.Raymond James Financial Services, Inc.Kovack Securities Inc.$1006-28-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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