Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter John RantaIFP Securities, LLCLPL Financial LLC$105-31-2019
Charles Hamilton Woodward IVIFP Securities, LLCLPL Financial LLC05-25-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Christopher Marlyn ReedCetera Advisors LLCLPL Financial LLC$102-19-2019
Trevor Logan MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-28-2019
Steven Eric EricksonInternational Assets Advisory, LLCLPL Financial LLC$2501-04-2019
Phoebe Kathleen UribeRaymond James & Associates, Inc.LPL Financial LLC10-02-2018
John Leovigildo WilkieVectorGlobal WMGLPL Financial LLC$1009-25-2018
Jeffery Lawrence VasiloffJ.W. Cole Financial, Inc.LPL Financial LLC09-24-2018
Justin Christopher DolanJ.W. Cole Financial, Inc.LPL Financial LLC08-27-2018
Robert David BasileBasile Financial Group, Inc.LPL Financial LLC08-14-2018
Don Wesley SalterJ.W. Cole Financial, Inc.LPL Financial LLC$106-29-2018
Stephen Herman WedelPrivate Client Services, LLCLPL Financial LLC$15006-04-2018
Kristen Elizondo RainoneCADWELL WEALTH ASSET MANAGEMENT, LLCLPL Financial LLC05-29-2018
George Andrew CharkalesR.M. Stark & Co., Inc.LPL Financial LLC$104-18-2018
Laurie Lynn TaylorCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Nancie Thompson MoodyCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Earl David HensleyInvestacorp, Inc.LPL Financial LLC04-16-2018
Eric SikesSikes Financial Services, LLCLPL Financial LLC04-12-2018
Robert John BasileBasile Financial Group, Inc.LPL Financial LLC03-05-2018
Jane Slaven EddyThe O.N. Equity Sales CompanyLPL Financial LLC$15003-02-2018
Kevin Joseph MoreeWoodbury Financial Services, Inc.LPL Financial LLC$102-15-2018
Pedro Omar DiazNewbridge Securities CorporationLPL Financial LLC$5001-18-2018
Alejandro MartinezInternational Assets Advisory, LLCLPL Financial LLC$2512-06-2017
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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