Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Blayde DavisAmerican Portfolios Financial Services, Inc.LPL Financial LLC$1003-09-2010
Wanda Lynn GoodAmeriprise Financial Services, Inc.LPL Financial LLC10-25-2017
Tim I CherryAmeriprise Financial Services, Inc.LPL Financial LLC07-28-2017
Edward Michael DonnerAmeriprise Financial Services, Inc.LPL Financial LLC$2502-27-2017
Kimberly Renee StewartAmeriprise Financial Services, Inc.LPL Financial LLC$2501-19-2016
Patricia Sellers IsaacsonAmeriprise Financial Services, Inc.LPL Financial LLC07-25-2014
Nathan Campbell HelmsAmeriprise Financial Services, Inc.LPL Financial LLC$1002-21-2014
Robert Lee EnglandAsset Wealth Advisors, LLCLPL Financial LLC08-23-2010
Mario Joseph BasiloneAXA Advisors, LLCLPL Financial LLC09-14-2012
Robert David BasileBasile Financial Group, Inc.LPL Financial LLC08-14-2018
Robert John BasileBasile Financial Group, Inc.LPL Financial LLC03-05-2018
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Laurie Lynn TaylorCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Nancie Thompson MoodyCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Christopher Marlyn ReedCetera Advisors LLCLPL Financial LLC02-19-2019
Robert Maury EastmannCetera Advisors LLCLPL Financial LLC$5005-04-2012
Roberto TorresCitigroup Global Markets Inc.LPL Financial LLC$15008-16-2012
William John Grimes Jr.Citigroup Global Markets Inc.LPL Financial LLC07-02-2012
William Keith Seago Jr.Comerica SecuritiesLPL Financial LLC08-22-2014
Anderson Macdonell WrenEdward JonesLPL Financial LLC07-22-2013
Michael Alexander BoudreauxEdward JonesLPL Financial LLC05-01-2009
John Emery DonderoFSC Securities CorporationLPL Financial LLC$1006-18-2009
Khoren M. OuzounianGWN Securities Inc.LPL Financial LLC05-13-2016
Roberto Ramiro PenaHSBC Securities (USA) Inc.LPL Financial LLC03-09-2012
John Donald GosztylaIFP Securities, LLCLPL Financial LLC$1007-02-2019
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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