Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Morris HudsonIndependent Financial PartnersLPL Financial LLC11-07-2016
William Jewett Warner IIIIndependent Financial PartnersLPL Financial LLC11-04-2016
Amber D ErohIndependent Financial PartnersLPL Financial LLC10-24-2016
Thomas Hunt DeisonIndependent Financial PartnersLPL Financial LLC10-24-2016
Eric Alan KlausIndependent Financial PartnersLPL Financial LLC10-05-2016
Joseph A PalletIndependent Financial PartnersLPL Financial LLC06-23-2016
Kevin Patrick DonahueIndependent Financial PartnersLPL Financial LLC06-10-2016
Nathan Jon LarsonIndependent Financial PartnersLPL Financial LLC05-20-2016
Christopher Alex CokinisIndependent Financial PartnersLPL Financial LLC04-07-2016
Carlos E. RodriguezIndependent Financial PartnersLPL Financial LLC04-05-2016
ERNEST PAUL CARRERAIndependent Financial PartnersLPL Financial LLC03-08-2016
Roy Franklin StringfellowIndependent Financial PartnersLPL Financial LLC01-20-2016
Michael Stephen HodgesIndependent Financial PartnersLPL Financial LLC12-08-2015
Allan Charles SmallIndependent Financial PartnersLPL Financial LLC12-04-2015
Jason Marc BillupsIndependent Financial PartnersLPL Financial LLC11-06-2015
Joshua Zillmer AIFIndependent Financial PartnersLPL Financial LLC10-29-2015
Michael Abner KalischIndependent Financial PartnersLPL Financial LLC10-26-2015
CHRISTOPHER PETER MICHAEL HERSELIndependent Financial PartnersLPL Financial LLC07-24-2015
Jonathan Taylor GadeIndependent Financial PartnersLPL Financial LLC07-06-2015
Todd Keith SinkIndependent Financial PartnersLPL Financial LLC05-12-2015
Kenneth William KondelIndependent Financial PartnersLPL Financial LLC04-07-2015
George Albert CattatIndependent Financial PartnersLPL Financial LLC01-09-2015
John Joseph WaldronIndependent Financial PartnersLPL Financial LLC10-21-2014
Mark Francis MonaghanIndependent Financial PartnersLPL Financial LLC10-01-2014
Michelle Snow PawlingIndependent Financial PartnersLPL Financial LLC07-02-2014
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Showing 151 to 175 of 506 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.