Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Carl RinaldiIndependent Financial PartnersLPL Financial LLC05-09-2014
Brian Keith McGinnisIndependent Financial PartnersLPL Financial LLC01-02-2014
Troy Dixon TummondIndependent Financial PartnersLPL Financial LLC12-10-2013
John William PomroyIndependent Financial PartnersLPL Financial LLC12-10-2013
Steven Robert CarterIndependent Financial PartnersLPL Financial LLC12-09-2013
Jonathan Colby WinslowIndependent Financial PartnersLPL Financial LLC10-28-2013
James Robert CaldwellIndependent Financial PartnersLPL Financial LLC10-22-2013
Summer BaskinIndependent Financial PartnersLPL Financial LLC09-11-2013
Evangeline SmithIndependent Financial PartnersLPL Financial LLC08-06-2013
Peter David NunleyIndependent Financial PartnersLPL Financial LLC08-06-2013
David Michael MontgomeryIndependent Financial PartnersLPL Financial LLC07-26-2013
William Michael MontgomeryIndependent Financial PartnersLPL Financial LLC07-19-2013
George SymeIndependent Financial PartnersLPL Financial LLC07-10-2013
Nicholas Remington MansonIndependent Financial PartnersLPL Financial LLC06-12-2013
William C. HammIndependent Financial PartnersLPL Financial LLC04-11-2013
John Gay WhisenantIndependent Financial PartnersLPL Financial LLC01-25-2013
Brian Christopher DayIndependent Financial PartnersLPL Financial LLC01-03-2013
Chad Everett ClarkIndependent Financial PartnersLPL Financial LLC12-13-2012
Michael Corey CarlsonIndependent Financial PartnersLPL Financial LLC08-01-2012
Kari Sue NellerIndependent Financial PartnersLPL Financial LLC07-12-2012
Jerry Raquel Bulaclac Jr.Independent Financial PartnersLPL Financial LLC07-03-2012
Maria Los Milagros De TorchettiIndependent Financial PartnersLPL Financial LLC06-01-2012
Manuel Ricardo AliceaIndependent Financial PartnersLPL Financial LLC04-24-2012
Mark Christopher DuranIndependent Financial PartnersLPL Financial LLC04-12-2012
Piero RosasIndependent Financial PartnersLPL Financial LLC03-29-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.