Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee GilmanIndependent Financial PartnersLPL Financial LLC07-13-2011
Adam Scott GellisLincoln Financial Advisors CorporationLPL Financial LLC$10003-19-2013
Adam SmithSummit Brokerage Services, Inc.LPL Financial LLC$50008-26-2014
Afshin EnsafdaranSummit Brokerage Services, Inc.LPL Financial LLC$25006-14-2010
Alan Howard FrymanPeak Brokerage Services, LLCLPL Financial LLC06-06-2017
Alejandro MartinezInternational Assets Advisory, LLCLPL Financial LLC$25012-06-2017
Alexander ArangoCetera Investment Services LLCLPL Financial LLC01-14-2019
Alexander Stephen Lambros Jr.Commonwealth Financial NetworkLPL Financial LLC05-02-2016
Alfonso Alberto Borrero Jr.World Capital Brokerage, Inc.LPL Financial LLC$10004-16-2014
Allan Charles SmallIndependent Financial PartnersLPL Financial LLC12-04-2015
Alvaro Mauricio JironJ.P. Morgan Securities LLCLPL Financial LLC01-09-2014
Amanda Traer RhodesMerit Financial AdvisorsLPL Financial LLC08-31-2012
Amber D ErohIndependent Financial PartnersLPL Financial LLC10-24-2016
Amy Christine NovakovichPurshe Kaplan Sterling InvestmentsLPL Financial LLC$50001-04-2016
Amy Lynn BettsStrategic Financial Concepts, LLCLPL Financial LLC01-14-2010
Amy Rebecca Owen CadwellCadwell Wealth Asset Management, LLCLPL Financial LLC03-09-2017
Anderson Macdonell WrenEdward JonesLPL Financial LLC07-22-2013
Andrew David WinakerSunTrust Investment Services, Inc.LPL Financial LLC03-22-2012
Andrew J. KeeferIndependent Financial PartnersLPL Financial LLC10-13-2009
Andrew Joseph SheeterMML Investors Services, LLCLPL Financial LLC06-12-2015
Andrey Stefanov NiantchevMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$10006-16-2015
Anel Eleonora MolinaPruco Securities, LLC.LPL Financial LLC07-28-2015
Ann Margaret JohnsonIndependent Financial PartnersLPL Financial LLC04-06-2017
Anthony Francisco PetiscoRaymond James Financial Services, Inc.LPL Financial LLC$10012-04-2014
Anthony John Dzielski Jr.Treasure Coast Financial Planning, Inc.LPL Financial LLC04-29-2013
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Showing 1 to 25 of 505 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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