Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Edmund Dean WilsonCambridge Investment Research, Inc.LPL Financial LLC$10009-18-2018
Conrad Martin BanspachCambridge Investment Research, Inc.LPL Financial LLC$10009-18-2018
Kenton Dean WilsonCambridge Investment Research, Inc.LPL Financial LLC$50009-18-2018
William Arthur Grigat Jr.Cambridge Investment Research, Inc.LPL Financial LLC$10004-17-2018
Edwin Keith JonesCambridge Investment Research, Inc.LPL Financial LLC$14004-17-2018
Richard Eugene Harman IIICambridge Investment Research, Inc.LPL Financial LLC$25004-17-2018
Karrie Grigat HarmanCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Laurie Lynn TaylorCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Nancie Thompson MoodyCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Colin T. GrayCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Elias James ChaikinCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Joel David HelmCambridge Investment Research, Inc.LPL Financial LLC02-10-2014

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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