Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy L DarstekAmeriprise Financial Services, LLCLPL Financial LLC07-15-2019
Kelly Lynn BazileIFP Securities, LLCLPL Financial LLC07-02-2019
Brandon A. MaresmaIndependent Financial PartnersLPL Financial LLC07-01-2019
Marlin R. HowleyIFP Securities, LLCLPL Financial LLC07-01-2019
William Joseph CangemeCUNA Brokerage Services, Inc.LPL Financial LLC06-17-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Melissa RoqueCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Roy Franklin StringfellowIFP Securities, LLCLPL Financial LLC05-23-2019
Jane Frances BaisdenIFP Securities, LLCLPL Financial LLC05-22-2019
Ian Francis SmithIFP Securities, LLCLPL Financial LLC05-22-2019
Michael Francis ConnollyIFP Securities, LLCLPL Financial LLC05-22-2019
Michelle Denise HairLPL Financial LLCLPL Financial LLC05-01-2019
John Donald GosztylaIndependent Financial PartnersLPL Financial LLC$1007-01-2019
Danny T. PeacockIFP Securities, LLCLPL Financial LLC$1005-23-2019
Michael Corey CarlsonIFP Securities, LLCLPL Financial LLC$2505-22-2019
Kathleen Marie FandelIFP Securities, LLCLPL Financial LLC$2505-22-2019
Joao Carlos BastosCitigroup Global Markets Inc.LPL Financial LLC$2504-29-2019
Robert Andrew BraceyIFP Securities, LLCLPL Financial LLC$5007-01-2019
Daniel Ray CollinsIFP Securities, LLCLPL Financial LLC$5005-22-2019
Herman Gunter IIIIFP Securities, LLCLPL Financial LLC$10005-22-2019
Herman Gunter IVIFP Securities, LLCLPL Financial LLC$10005-22-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
Felipe Juan Antonio ColonLPL Financial LLCLPL Financial LLC$1,00006-27-2019
Maria Catharina WagnerIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
Richard RichmondIFP Securities, LLCLPL Financial LLC$1,00005-22-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.