Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward MartinBBVA Securities Inc.Lincoln Financial Advisors Corporation$2501-27-2020
Maribeth BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation08-28-2019
Joseph Michael FlorioIFP Securities, LLCLincoln Financial Advisors Corporation07-24-2019
Sandy Juakel KeyamoVoya Financial Advisors, Inc.Lincoln Financial Advisors Corporation$2501-14-2019
Christopher DavidsonProxy Wealth Advisors LLCLincoln Financial Advisors Corporation09-18-2018
Doris Acanda ObregonSunTrust Investment Services, Inc.Lincoln Financial Advisors Corporation05-02-2018
Michael Shawn RankinLPL Financial LLCLincoln Financial Advisors Corporation08-09-2017
Thomas Richard Sawyer IILPL Financial LLCLincoln Financial Advisors Corporation06-27-2017
Anthony Robert PasquaLPL Financial LLCLincoln Financial Advisors Corporation10-28-2016
Mary Grierson AsklandPNC InvestmentsLincoln Financial Advisors Corporation$1108-22-2016
Daniel Robert SteinerTriad Advisors LLCLincoln Financial Advisors Corporation$10005-02-2016
Robert Lemuel PeeplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation08-24-2015
Michael Robert JohnsonMMC Securities LLCLincoln Financial Advisors Corporation10-28-2014
Forrest E HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation09-24-2014
Douglas John CollierJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation02-25-2014
Gary John MarshTriad Advisors LLCLincoln Financial Advisors Corporation10-22-2013
Paul Wolfson CarmanRaymond James Financial Services, Inc.Lincoln Financial Advisors Corporation10-21-2013
Vincent Bernard MastrovitoJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation$5010-10-2013
Frank FioreAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation03-18-2013
Jeffrey Carl AwveCalton & Associates, Inc.Lincoln Financial Advisors Corporation01-29-2013
Kevin D McClureMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation11-26-2012
Michael Joseph SievertTriad Advisors LLCLincoln Financial Advisors Corporation$5011-05-2012
Laurence Jay EpsteinGirard Securities, Inc.Lincoln Financial Advisors Corporation08-10-2012
Joseph Dorsey Thornton Jr.Ameriprise Financial Services, LLCLincoln Financial Advisors Corporation03-09-2012
Kevin Jay DonoghueAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation03-09-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.