Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank FioreAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation03-18-2013
Joseph Dorsey Thornton Jr.Ameriprise Financial Services, LLCLincoln Financial Advisors Corporation03-09-2012
Kevin Jay DonoghueAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation03-09-2012
James Patrick DonoghueAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$1003-09-2012
Matthew John OrtmanAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$20008-30-2010
James Edward MartinBBVA Securities Inc.Lincoln Financial Advisors Corporation$2501-27-2020
Jeffrey Carl AwveCalton & Associates, Inc.Lincoln Financial Advisors Corporation01-29-2013
Barrington Darby BrowerCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$10001-01-2010
Bruce Alan MazoCetera Advisors LLCLincoln Financial Advisors Corporation$10010-22-2010
Wesley Joseph PlunkFidelity Brokerage Services LLCLincoln Financial Advisors Corporation02-14-2011
Laurence Jay EpsteinGirard Securities, Inc.Lincoln Financial Advisors Corporation08-10-2012
Joseph Michael FlorioIFP Securities, LLCLincoln Financial Advisors Corporation07-24-2019
Douglas John CollierJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation02-25-2014
Vincent Bernard MastrovitoJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation$5010-10-2013
Annamarie TrateJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation$2507-17-2009
Trevor Douglas HarknessKestra Investment Services, LLCLincoln Financial Advisors Corporation$5002-23-2010
John Ursin Durel Jr.Kestra Investment Services, LLCLincoln Financial Advisors Corporation02-18-2010
Chriss Lee Spires Jr.Kestra Investment Services, LLCLincoln Financial Advisors Corporation02-01-2010
Michael Shawn RankinLPL Financial LLCLincoln Financial Advisors Corporation08-09-2017
Thomas Richard Sawyer IILPL Financial LLCLincoln Financial Advisors Corporation06-27-2017
Anthony Robert PasquaLPL Financial LLCLincoln Financial Advisors Corporation10-28-2016
Francis Albert Bautz Jr.LPL Financial LLCLincoln Financial Advisors Corporation07-27-2009
Sharon Levy BautzLPL Financial LLCLincoln Financial Advisors Corporation07-27-2009
Maribeth BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation08-28-2019
Robert Lemuel PeeplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation08-24-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.