Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert OppedisanoPlanMember Securities CorporationLincoln Investment$50006-18-2019
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment$50008-06-2013
Deborah Ann WinfreeLegend Equities CorporationLincoln Investment$50007-03-2012
Andrew Steven BallentineNelson Ivest Brokerage Services, Inc.Lincoln Investment$50009-14-2009
Leonard Marion Spalding IIIGWN Securities Inc.Lincoln Investment$25004-29-2019
Richard Edgar WitherspoonGWN Securities Inc.Lincoln Investment$25011-27-2013
Shannon Sue SuarezGWN Securities Inc.Lincoln Investment$15004-06-2010
Robert Leo Morrissey Jr.GWN Securities Inc.Lincoln Investment$15004-01-2010
Carlo Umberto Della MeaAXA Advisors, LLCLincoln Investment$10008-15-2018
James Thomas DrewesGWN Securities Inc.Lincoln Investment$10008-06-2018
Curtis Dean MilakovichKovack Securities Inc.Lincoln Investment$10005-06-2011
Craig Stephen HancockGWN Securities Inc.Lincoln Investment$10004-01-2010
Alexander Joseph CorriereSupreme Alliance LLCLincoln Investment09-21-2019
Kyle KnoppPlanMember Securities CorporationLincoln Investment03-08-2019
James Louis CecchiniPeak Brokerage Services, LLCLincoln Investment02-13-2019
Timothy Jay MadiganGWN Securities Inc.Lincoln Investment02-01-2019
Elieth StrunkAXA Advisors, LLCLincoln Investment12-11-2018
Ian AguilarLincoln InvestmentLincoln Investment01-02-2018
Kseniya StarykavaAXA Advisors, LLCLincoln Investment12-20-2017
Kyle G. CrilowWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Lincoln Investment11-06-2017
Anthony Gordon HillmanGWN Securities Inc.Lincoln Investment10-02-2017
Kelly Lauren PotterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Lincoln Investment07-18-2017
Michael Tanner RichardsCetera Financial Specialists LLCLincoln Investment01-27-2017
Domenic RizziGWN Securities Inc.Lincoln Investment04-01-2010
Timothy Gerard CrawfordGWN Securities Inc.Lincoln Investment04-01-2010
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.