Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Jeffrey John KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Travis John GingrasNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$109-19-2018
Clarence Wathal Bush Jr.Bush Capital Management, LLCMML Investors Services, LLC09-04-2018
Jorge Enrique AriasOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2018
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$107-19-2018
William Guillermo DegaudenziLPL Financial LLCMML Investors Services, LLC$15007-02-2018
Dana Sue GoldbergWoodstock Financial Group, Inc.MML Investors Services, LLC06-12-2018
Matthew Richard OlsenNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$1006-11-2018
John Winston HegenerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-18-2018
Ricardo LudertNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$5005-11-2018
Olga Lidia DevaluePruco Securities, LLC.MML Investors Services, LLC$15005-09-2018
Alwin F Martinez GonzalezNYLIFE Securities LLCMML Investors Services, LLC05-03-2018
Bibi Tauheda AllyWells Fargo Clearing Services, LLCMML Investors Services, LLC05-03-2018
Richard Alan Desimone Jr.Morgan StanleyMML Investors Services, LLC$10004-30-2018
Trine M AndersenInternational Assets Advisory, LLCMML Investors Services, LLC04-25-2018
Ioannis Kyriakos ProfylienosLincoln InvestmentMML Investors Services, LLC04-02-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC$103-23-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
James Duncan McgaryAllstate Financial Services, LLCMML Investors Services, LLC02-28-2018
Linda Rae LoringPruco Securities, LLC.MML Investors Services, LLC$1002-27-2018
Christopher Thomas AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-21-2018
Stephen Martin Foley Sr.Principal Securities, Inc.MML Investors Services, LLC$5002-12-2018
Sidney J DreyfusEquity Services, Inc.MML Investors Services, LLC01-17-2018
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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