Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Evan Ernest WhittleAmeriprise Financial Services, LLCMML Investors Services, LLC09-09-2020
John Ellsworth RipleyNYLIFE Securities LLCMML Investors Services, LLC07-28-2020
Steven Douglas DietrichNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC07-15-2020
Richard Scot RothkopfEquitable Advisors, LLCMML Investors Services, LLC06-16-2020
Roger Americo SilveraNYLIFE Securities LLCMML Investors Services, LLC06-02-2020
Brandon Alexander MoeHornor, Townsend & Kent, LLCMML Investors Services, LLC05-18-2020
William John Chase IVPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC05-01-2020
Christopher Allen BermejoGWN Securities Inc.MML Investors Services, LLC04-14-2020
Hussain ContractorVoya Financial Advisors, Inc.MML Investors Services, LLC04-01-2020
Desmond Alexander BascombeTD Ameritrade, Inc.MML Investors Services, LLC03-05-2020
Mark Edward FerlinAmeritas Investment Company, LLCMML Investors Services, LLC02-26-2020
Molly Ann ShraunerForward Financial Advisors, LLCMML Investors Services, LLC02-26-2020
Brandon Mclean EarleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-19-2020
Armando Ramon Paz JrGWN Securities Inc.MML Investors Services, LLC02-03-2020
Jose M Rodriguez FigueroaHornor, Townsend & Kent, LLCMML Investors Services, LLC01-31-2020
Armando A PortilloIFP Securities, LLCMML Investors Services, LLC01-02-2020
Jason CoopersmithValMark Securities, Inc.MML Investors Services, LLC01-02-2020
Michael Victor CarballoIFP Securities, LLCMML Investors Services, LLC01-02-2020
Veronica CyrusJ.P. Morgan Securities LLCMML Investors Services, LLC12-02-2019
Maria F VargasEdward JonesMML Investors Services, LLC11-25-2019
Alexander Quinton GrahamSagePoint Financial, Inc.MML Investors Services, LLC11-19-2019
Henry Michael ShaughnessyRaymond James & Associates, Inc.MML Investors Services, LLC11-13-2019
Ernest Fulton Cave IIIAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-08-2019
David R KirkLincoln InvestmentMML Investors Services, LLC$1,00010-07-2019
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.