Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wilfredo M. PenaPruco Securities, LLC.MML Investors Services, LLC04-09-2020
Hussain ContractorVoya Financial Advisors, Inc.MML Investors Services, LLC04-01-2020
Christopher G. PriceSagePoint Financial, Inc.MML Investors Services, LLC$2503-30-2020
Tom VargheseAXA Advisors, LLCMML Investors Services, LLC03-20-2020
Desmond Alexander BascombeTD Ameritrade, Inc.MML Investors Services, LLC03-05-2020
Armando Ramon Paz JrGWN Securities Inc.MML Investors Services, LLC02-03-2020
Jose M. Rodriguez FigueroaHornor, Townsend & Kent, LLCMML Investors Services, LLC01-31-2020
Jason CoopersmithValMark Securities, Inc.MML Investors Services, LLC01-02-2020
Armando A. PortilloIFP Securities, LLCMML Investors Services, LLC01-02-2020
Michael Victor CarballoIFP Securities, LLCMML Investors Services, LLC01-02-2020
Veronica CyrusJ.P. Morgan Securities LLCMML Investors Services, LLC12-02-2019
Alexander Quinton GrahamSagePoint Financial, Inc.MML Investors Services, LLC$5011-19-2019
Henry Michael ShaughnessyRaymond James & Associates, Inc.MML Investors Services, LLC11-13-2019
Ernest Fulton Cave IIIAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-08-2019
David R. KirkLincoln InvestmentMML Investors Services, LLC$1,00010-07-2019
Sherri Marie LangeLPL Financial LLCMML Investors Services, LLC09-23-2019
Edward Gary BeckermanInternational Assets Advisory, LLCMML Investors Services, LLC$5009-04-2019
William Allie Hurley Jr.Peak Brokerage Services, LLCMML Investors Services, LLC$1008-12-2019
John J. NewmanAXA Advisors, LLCMML Investors Services, LLC07-01-2019
Jenifer Ann BollingerVALIC Financial Advisors, Inc.MML Investors Services, LLC06-05-2019
Javid Reza MortazaviPrincipal Securities, Inc.MML Investors Services, LLC$10006-03-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
Paul Anthony BavaroLPL Financial LLCMML Investors Services, LLC05-03-2019
Andrew B DennisNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.