Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Quinton GrahamSagePoint Financial, Inc.MML Investors Services, LLC$5011-26-2019
Ernest Fulton Cave IIIAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-08-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
Andrew B DennisNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-03-2019
Jeffrey J. KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Travis John GingrasNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-19-2018
Clarence Wathal Bush Jr.Bush Capital Management, LLCMML Investors Services, LLC09-04-2018
William Ray VerhagenCommonwealth Financial NetworkMML Investors Services, LLC$25008-10-2018
Jorge Enrique AriasOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2018
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
William Guillermo DegaudenziLPL Financial LLCMML Investors Services, LLC$15007-02-2018
Matthew Richard OlsenNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$1006-11-2018
William DrexlerJ.W. Cole Financial, Inc.MML Investors Services, LLC06-04-2018
John Winston HegenerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-18-2018
Ricardo LudertNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$5005-11-2018
Olga Lidia DevaluePruco Securities, LLC.MML Investors Services, LLC$15005-09-2018
Richard Alan Desimone Jr.Morgan StanleyMML Investors Services, LLC$10004-30-2018
Ioannis K ProfylienosLincoln InvestmentMML Investors Services, LLC04-02-2018
Stephen Neal KarpSagePoint Financial, Inc.MML Investors Services, LLC03-26-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC03-23-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
Linda Rae LoringPruco Securities, LLC.MML Investors Services, LLC$1002-27-2018
Stephen Martin Foley Sr.Principal Securities, Inc.MML Investors Services, LLC$5002-12-2018
Next Page »

Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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