Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Carlos Cadena Jr.INVEST Financial CorporationMML Investors Services, LLC$10002-26-2009
Luke Fleron MorrisSignator Investors, Inc.MML Investors Services, LLC09-04-2009
Jorge Ivan PereiraChase Investment Services Corp.MML Investors Services, LLC11-02-2009
Joseph Webb IIICentaurus Financial, Inc.MML Investors Services, LLC$50003-31-2010
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC$10004-22-2010
Mark Neil LevinIndependent Financial PartnersMML Investors Services, LLC08-16-2010
Geoffrey Morgan RhinesRobert W. Baird & Co. IncorporatedMML Investors Services, LLC08-20-2010
Eduard Hendrik Van RaayRaymond James Financial Services, Inc.MML Investors Services, LLC$50009-23-2010
Gerry James CorriganAllstate Financial Services, LLCMML Investors Services, LLC11-18-2010
Seth Adam HoffmanINVEST Financial CorporationMML Investors Services, LLC$10002-18-2011
Tracy Ann TimmermanMWA Financial Services Inc.MML Investors Services, LLC06-07-2011
Andre Lawrence St CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-03-2011
Rene Mariano CibranPark Avenue Securities LLCMML Investors Services, LLC01-05-2012
Daniel Lester PriceMWA Financial Services Inc.MML Investors Services, LLC02-23-2012
Alexander Joseph BlackstoneBlackstone Wealth ManagementMML Investors Services, LLC03-12-2012
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
Nathan CoccoPark Avenue Securities LLCMML Investors Services, LLC$50005-29-2012
Heywood Axtell Turner IIICambridge Investment Research, Inc.MML Investors Services, LLC$20006-11-2012
Joseph M ShaughnessyINVEST Financial CorporationMML Investors Services, LLC06-11-2012
Matthew C. GrayCambridge Investment Research, Inc.MML Investors Services, LLC08-28-2012
Bryan Phillip JacobsMorgan StanleyMML Investors Services, LLC10-01-2012
Paul Douglas MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$10011-05-2012
Gary Wayne LavalleeCommonwealth Financial NetworkMML Investors Services, LLC01-17-2013
Michael Lane McLaughlinCambridge Investment Research, Inc.MML Investors Services, LLC02-22-2013
Kristy Jan MeelerLPL Financial LLCMML Investors Services, LLC$25004-26-2013
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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