Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam K FensterOneAmerica Securities, Inc.MML Investors Services, LLC03-07-2018
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC04-22-2010
Alexander Quinton GrahamSagePoint Financial, Inc.MML Investors Services, LLC11-19-2019
Allan Brett ZuckerPruco Securities, LLC.MML Investors Services, LLC06-14-2018
Andres Francisco FernandezRaymond James Financial Services, Inc.MML Investors Services, LLC$5007-23-2018
Archer Curtis GillespieGillespie Wealth Management IncMML Investors Services, LLC07-24-2013
Armando A PortilloIFP Securities, LLCMML Investors Services, LLC01-02-2020
Armando Ramon Paz JrGWN Securities Inc.MML Investors Services, LLC02-03-2020
Brandon Alexander MoeHornor, Townsend & Kent, LLCMML Investors Services, LLC05-18-2020
Brandon Mclean EarleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-19-2020
Brian Edward CodeCode Waechter LLCMML Investors Services, LLC01-12-2018
Bronson J KiblerNYLIFE Securities LLCMML Investors Services, LLC04-12-2019
Cherie Lynn AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-10-2017
Christopher Allen BermejoGWN Securities Inc.MML Investors Services, LLC04-14-2020
Christopher S CallawayCharles Schwab & Co., Inc.MML Investors Services, LLC12-20-2013
Clarence Wathal Bush JrBush Capital Management, LLCMML Investors Services, LLC09-04-2018
Claudia MarcusVALIC Financial Advisors, Inc.MML Investors Services, LLC11-20-2017
Corey Ben DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-06-2016
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Dao Juan HauptmanWells Fargo Clearing Services, LLCMML Investors Services, LLC05-15-2015
David Edwin GlazeRaymond James Financial Services, Inc.MML Investors Services, LLC04-12-2018
David R KirkLincoln InvestmentMML Investors Services, LLC$1,00010-07-2019
Next Page »

Showing 1 to 25 of 99 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.