Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mauricio RubioActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Jaime Andres OrozcoAjax Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Jack Cotton LeeAllen & Company of Florida, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2009
William August Slover Jr.Allen & Company of Florida, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-21-2012
Rene Hernandez Jr.Allstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Eric Orlando RiveraAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Troy Kalani WeinbergAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2016
Kevin T. KlippAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2014
John Vincent KellyAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2013
Christopher Michael BryanAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Stuart ImpeyAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2017
John Edmund YannickAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2016
Lawrence E. CrouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-10-2020
David BerryAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Robert Joseph DimariaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-16-2018
Carlos A AmarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2018
Frank Joseph CoussensAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00008-19-2016
Bret Michael PtackAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2016
Joseph Gregory BeferaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-10-2016
Kevin Lionel PuskarAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2016
Kenneth M. JohnsonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2015
John Streller GenuaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2015
Peter David MannAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-27-2015
Bryan Laurence PollakAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Rameshwar RamcharranAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-24-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.