Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lyle Willis Turner Jr.Raymond James Financial Services Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Bradford Wayne SmithyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
Jeffrey Scott SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2009
Clyde Wayne McMullenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-29-2009
Charles Michael LloydWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Gerry Ernie Powery Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Jose Antonio VidalWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-06-2009
Alan Keith SavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Jeffrey Ryan TidwellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-13-2009
Jonathan Fred MoskowitzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-13-2009
Gregory John CarlsonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Bennett Jerrell Stephens Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Jason Aaron JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Christopher Scott SteelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Patrick Eugene CarterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2009
Einar Rinehold Andersen Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-24-2009
Stephen Robert WierhakeSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2009
Mary Elizabeth DisherSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Christopher Frederick HunterWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2009
Shawn Allan RasmussenUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2009
Rebecca Higgins TrueTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Jeffrey S WeinerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2009
Michael Lee TannerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2009
Kathleen Gursahani AlmullaSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2009
Karen Megale HarveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2009
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Showing 1 to 25 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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