Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wendell NewmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Leonard Allan SchneidermanMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Scott Paul StrochakMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Kent Alan AkinsMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Alisa Bachana JaffeMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Stephen John PotterMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeanne Andrea SchneidermanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Robert William HarvieMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-01-2009
Richard Talbot Williams IIIMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Charles Laskey Minter Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Robert Echols Emerson Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Dennis Michael RosaMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Sean Gregory StevensonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Timothy M. JerniganMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Thomas John EisenhuthMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Scott Lee RockwellMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Cameron Smith IIIMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
John R. CartledgeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2009
Louis Melvin Bell Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Michael Shawn RankinAmeritas Investment Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Barbara SteinhausCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009
Bradford Wayne SmithyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
Paul Anthony SchurH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-16-2009
Karen Marianne Acher-HowardHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2009
Jeffrey Scott SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2009
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Showing 1 to 25 of 1,235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.