Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Russell KearneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2010
Adrian Davis De MontluzinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Ahmed Y. StephensNBC Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2013
Alan Edward GorlickNext Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2011
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Alan Keith SavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Albert Alexander Philion Jr., Andres BrikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Alejandro BustamanteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Alejandro Enrique WabnikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Alex AstudilloBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$17305-31-2016
Alex Muscati IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-20-2012
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alexander Bruce GourlayFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2012
Alexander Quintino De OliveiraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2010
Alexander Steven BattWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Alison Nicole CantorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2012
Alvaro UribeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Amanda Renee LundyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2014
Andre Keith WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2013
Andre Laurence GreenSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Andreia Georgiana NimaraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Andres EcheverriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Andrew James PlumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-30-2010
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Showing 1 to 25 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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