Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
Aaron PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Adam C HouseTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2014
Adam David OstermanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2016
Adam Michael HowardB&C Financial AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2016
Adam Russell KearneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2010
Adam WertheimerMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2012
Adrian Davis De MontluzinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Adrienne Elise MooreWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2012
Agnes Yadira AponteBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2015
Ahmed Y. StephensNBC Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2013
Alan Edward GorlickNext Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2011
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Alan Keith SavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Alan Roger JardelezaLyons Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Alan William NagaseCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2016
Albert Alexander Philion Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Alberto LunaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Alejandro Antonio Ayaviri CastilloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Alejandro BustamanteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Alejandro Enrique WabnikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Alejandro MalbranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2015
Alejandro TrianaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2013
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Showing 1 to 25 of 1,243 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.