Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick HendersonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-27-2009
Michael Lee TannerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2009
Michael Stuart Carey MDLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-07-2010
Lee Robert BrownLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-09-2010
Omar Fernando CujarLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-22-2011
Jeff Landis GastonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
Betty June DavisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2014
Keith Joseph DelaporteLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2014
Kevin Gene StevensLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-24-2014
Carnell MooreLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-29-2014
Alexander ArangoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2015
John BeehnerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2015
Thomas Patrick Dooley Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-26-2015
Michael Francis Praznovsky IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2016
Michael Ronald GarrisonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-05-2016
James J HughesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2016
Lisa Renee KulhaviLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$53001-12-2018
Helena P GodfreyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Prithviraj DhandapaniLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Kevin James SerciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Mehdey BakerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2019
Shawn SmithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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