Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey S WeinerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2009
Thomas Zachary UrferMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2009
Henry James DanzigMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-22-2010
Peter Jeffrey CarrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-26-2010
Lourdes Maria CaninoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-12-2010
Brandon OliverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$9003-23-2010
Leif David OlsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-26-2010
John Charles Haas, Joseph Anthony SerraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2010
Gerald John VallettaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-30-2010
Adam Russell KearneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2010
Alexander Quintino De OliveiraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2010
Rodrigo SiderisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2010
Gregory Alan Hurst, Ted William Densmore, Nancy H KlineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-27-2010
Steven Michael Coplin, Caroline Allegret CoplinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2010
Simone Belinda PitterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2010
David Aaron CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-18-2011
Rosalie SchlaenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-18-2011
Gregg Allen EmchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-18-2011
Rosalie Schlaen, Izhar SheferMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$17702-28-2011
Anthony Wayne TortorielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-01-2011
Paul Joseph CusmaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2011
Mauricio Ramon Diez, Ernesto CucalonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-03-2011
Marc Jason Walters, Sean Francis Weber, Todd Steven Austin, Steven Henry LauderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2011
Marc Walters, Todd Austin, Sean WeberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$45011-22-2011
Bart Samuel CohodasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Next Page »

Showing 1 to 25 of 93 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.