Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Ray Hunt Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.07-18-2017
Devang M. PatelIFS Planning Strategies, LLCMetLife Securities Inc.03-29-2017
Gail Antoinette MilonELE Wealth Advisors, Inc.MetLife Securities Inc.03-29-2017
Robert Phillip DibellaSecurian Financial Services, Inc.MetLife Securities Inc.$2503-02-2017
Todd Richard AbramsPrincipal Securities, Inc.MetLife Securities Inc.12-19-2016
Perpetua Ajunwa GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-05-2016
Jared HenigSagePoint Financial, Inc.MetLife Securities Inc.10-28-2016
Eric SikesLPL Financial LLCMetLife Securities Inc.10-20-2016
Gregg Carol BuxtonLPL Financial LLCMetLife Securities Inc.$2510-10-2016
Pierre-Emmanuel JouveInsuraWealth, LLCMetLife Securities Inc.10-06-2016
Francine Kay RubinsteinSecurian Financial Services, Inc.MetLife Securities Inc.$2509-22-2016
Brandon Marc FlynnAmeriprise Financial Services, Inc.MetLife Securities Inc.09-09-2016
Craig Richard BerryHD Vest Investment ServicesMetLife Securities Inc.09-09-2016
Jeanne Jordan PetersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$1009-09-2016
Lorentz KristiansenAXA Advisors, LLCMetLife Securities Inc.$109-07-2016
Reginald Fitzgerald TolbertIndependent Financial PartnersMetLife Securities Inc.08-03-2016
James Ralph Pappas IIIPrincipal Securities, Inc.MetLife Securities Inc.$5008-02-2016
Constance L GreenLPL Financial LLCMetLife Securities Inc.07-01-2016
Jon E HillAmeriprise Financial Services, Inc.MetLife Securities Inc.$106-30-2016
Rexsor Rene GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-13-2016
Claire Delaney HartCUNA Brokerage Services, Inc.MetLife Securities Inc.05-04-2016
Maurice Christopher WildeH. Beck, Inc.MetLife Securities Inc.03-24-2016
Michael HaleHornor, Townsend & Kent, LLCMetLife Securities Inc.03-04-2016
Steven Craig RefkinNational Planning CorporationMetLife Securities Inc.02-17-2016
Jason Walker PelletierHancock Whitney Investment Services Inc.MetLife Securities Inc.$101-20-2016
Next Page »

Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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