Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jean Belcher GaddNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.01-05-2009
Victor S. YedidPrincipal Securities, Inc.MetLife Securities Inc.03-26-2009
Peter Lawrence McClureAllstate Financial Services, LLCMetLife Securities Inc.06-23-2009
Pablo Esteban RocaWells Fargo Clearing Services, LLCMetLife Securities Inc.07-30-2009
Scott Christopher WeidmanJ.W. Cole Financial, Inc.MetLife Securities Inc.08-06-2009
Erik David MacmurrayAllstate Financial Services, LLCMetLife Securities Inc.11-04-2009
Samuel MartinezBlu Sky BenefitsMetLife Securities Inc.11-16-2009
Linda Ann ReadLPL Financial LLCMetLife Securities Inc.12-06-2010
Lenzo Ricardo CantyLPL Financial LLCMetLife Securities Inc.12-13-2010
Matthew Joseph CampbellPruco Securities, LLC.MetLife Securities Inc.06-06-2011
Sheryl Nessel CruzNorthern Trust Securities, Inc.MetLife Securities Inc.$2510-21-2011
Douglas Paul ReebMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-21-2012
Carlos GarciaKovack Securities Inc.MetLife Securities Inc.$5010-17-2012
Kimberly Elaine SaundersVoya Financial Advisors, Inc.MetLife Securities Inc.12-17-2012
Anthony Jesus CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Carina E. CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Brad Lee HallockKovack Securities Inc.MetLife Securities Inc.05-24-2013
Larry L. Partin Jr.Morgan StanleyMetLife Securities Inc.06-07-2013
Jose Luis MartinCambridge Investment Research, Inc.MetLife Securities Inc.07-01-2013
Mario Richard RianiPruco Securities, LLC.MetLife Securities Inc.07-24-2013
Douglas Edward Jimolka Sr.Pruco Securities, LLC.MetLife Securities Inc.07-24-2013
Jolie Santiago NassarLPL Financial LLCMetLife Securities Inc.08-01-2013
Jeffrey Harold SternRobert W. Baird & Co. IncorporatedMetLife Securities Inc.09-03-2013
Oscar PinaAmeriprise Financial Services, Inc.MetLife Securities Inc.09-27-2013
Danielle Marie GatesFSC Securities CorporationMetLife Securities Inc.11-14-2013
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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