Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Jean Belcher Gadd | Northwestern Mutual Investment Services, LLC | MetLife Securities Inc. | — | 01-05-2009 |
Victor S. Yedid | Principal Securities, Inc. | MetLife Securities Inc. | — | 03-26-2009 |
Peter Lawrence McClure | Allstate Financial Services, LLC | MetLife Securities Inc. | — | 06-23-2009 |
Pablo Esteban Roca | Wells Fargo Clearing Services, LLC | MetLife Securities Inc. | — | 07-30-2009 |
Scott Christopher Weidman | J.W. Cole Financial, Inc. | MetLife Securities Inc. | — | 08-06-2009 |
Erik David Macmurray | Allstate Financial Services, LLC | MetLife Securities Inc. | — | 11-04-2009 |
Samuel Martinez | Blu Sky Benefits | MetLife Securities Inc. | — | 11-16-2009 |
Linda Ann Read | LPL Financial LLC | MetLife Securities Inc. | — | 12-06-2010 |
Lenzo Ricardo Canty | LPL Financial LLC | MetLife Securities Inc. | — | 12-13-2010 |
Matthew Joseph Campbell | Pruco Securities, LLC. | MetLife Securities Inc. | — | 06-06-2011 |
Sheryl Nessel Cruz | Northern Trust Securities, Inc. | MetLife Securities Inc. | $25 | 10-21-2011 |
Douglas Paul Reeb | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MetLife Securities Inc. | — | 05-21-2012 |
Carlos Garcia | Kovack Securities Inc. | MetLife Securities Inc. | $50 | 10-17-2012 |
Kimberly Elaine Saunders | Voya Financial Advisors, Inc. | MetLife Securities Inc. | — | 12-17-2012 |
Anthony Jesus Capella | Pruco Securities, LLC. | MetLife Securities Inc. | — | 03-11-2013 |
Carina E. Capella | Pruco Securities, LLC. | MetLife Securities Inc. | — | 03-11-2013 |
Brad Lee Hallock | Kovack Securities Inc. | MetLife Securities Inc. | — | 05-24-2013 |
Larry L. Partin Jr. | Morgan Stanley | MetLife Securities Inc. | — | 06-07-2013 |
Jose Luis Martin | Cambridge Investment Research, Inc. | MetLife Securities Inc. | — | 07-01-2013 |
Mario Richard Riani | Pruco Securities, LLC. | MetLife Securities Inc. | — | 07-24-2013 |
Douglas Edward Jimolka Sr. | Pruco Securities, LLC. | MetLife Securities Inc. | — | 07-24-2013 |
Jolie Santiago Nassar | LPL Financial LLC | MetLife Securities Inc. | — | 08-01-2013 |
Jeffrey Harold Stern | Robert W. Baird & Co. Incorporated | MetLife Securities Inc. | — | 09-03-2013 |
Oscar Pina | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | — | 09-27-2013 |
Danielle Marie Gates | FSC Securities Corporation | MetLife Securities Inc. | — | 11-14-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.