Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Dale BrownSignator Investors, Inc.MetLife Securities Inc.$5012-10-2012
Adam John McDonoughPruco Securities, LLC.MetLife Securities Inc.01-21-2014
Adam WertheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-27-2011
Alan Alberto SanchezPrincipal Securities, Inc.MetLife Securities Inc.02-26-2013
Alberto SanchezPrincipal Securities, Inc.MetLife Securities Inc.02-21-2013
Alexis DavisChase Investment Services Corp.MetLife Securities Inc.12-01-2009
Allan B. HechtmanPrincipal Securities, Inc.MetLife Securities Inc.01-05-2016
Andrew Glenn KolowichINVEST Financial CorporationMetLife Securities Inc.$1003-30-2009
Andrew J PanaiaChase Investment Services Corp.MetLife Securities Inc.03-01-2010
Anthony Jesus CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Antonio Enrique AlbistuSagePoint Financial, Inc.MetLife Securities Inc.06-27-2014
Antonio Rodrigo Fernandez-SalvadorLegend Equities CorporationMetLife Securities Inc.01-04-2012
Ariel Cabrera Sr.Principal Securities, Inc.MetLife Securities Inc.04-22-2014
Bennett J. LeiserCambridge Investment Research, Inc.MetLife Securities Inc.09-08-2014
Bethsie Magda DejeanNatcity Investments, Inc.MetLife Securities Inc.01-09-2009
Brad Lee HallockKovack Securities Inc.MetLife Securities Inc.05-24-2013
Brandon J ArledgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-03-2012
Brandon Marc FlynnAmeriprise Financial Services, LLCMetLife Securities Inc.09-09-2016
Brett J. DipasqualeSagePoint Financial, Inc.MetLife Securities Inc.01-10-2017
Brian James DevinneyGWN Securities Inc.MetLife Securities Inc.01-21-2009
Brian Michael BergerNewbridge Securities CorporationMetLife Securities Inc.$2504-20-2015
Candace L. MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-01-2010
Carina E. CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Carl Edwin Rude IIIMetLife Securities Inc.MetLife Securities Inc.05-18-2011
Carlos GarciaKovack Securities Inc.MetLife Securities Inc.$5010-17-2012
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.