Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricardo RamirezCapital Guardian, LLCMorgan Keegan & Company, Inc.06-18-2009
Thomas Charles FontanaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.$25008-28-2009
David Sean BenisonFifth Third Securities, Inc.Morgan Keegan & Company, Inc.$25009-25-2009
David Joseph DettloffRobert W. Baird & Co. IncorporatedMorgan Keegan & Company, Inc.$25010-15-2009
Oscar Mauricio GonzalezHSBC Securities (USA) Inc.Morgan Keegan & Company, Inc.$50011-25-2009
Hamilton Parrish NealWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.$25001-04-2010
Mikel Anthony DeloachUSAA Financial Advisors, Inc.Morgan Keegan & Company, Inc.$10002-22-2010
James Edward LowtherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$50003-05-2010
Cesar Rafael OteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.04-26-2010
Mahmoud ElawadiMorgan StanleyMorgan Keegan & Company, Inc.05-27-2010
Charles Peter VinezIndependent Financial PartnersMorgan Keegan & Company, Inc.06-04-2010
William Vason SummerlinThe Leaders Group, Inc.Morgan Keegan & Company, Inc.$10006-15-2010
Jeffrey Steven SeltzerAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$50006-25-2010
Richard Allen ChojnackiMorgan StanleyMorgan Keegan & Company, Inc.$15008-13-2010
James Lee CruzLPL Financial LLCMorgan Keegan & Company, Inc.$10008-18-2010
Peter John RantaLPL Financial LLCMorgan Keegan & Company, Inc.$25008-18-2010
James Robert Sory Jr.LPL Financial LLCMorgan Keegan & Company, Inc.08-30-2010
Gail C. LandryMorgan StanleyMorgan Keegan & Company, Inc.08-31-2010
Michelle Ann DavisUBS Financial Services Inc.Morgan Keegan & Company, Inc.$15009-07-2010
John Stewart FletcherAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$25009-10-2010
Julie Yvette Landry-MoellerCapital Guardian, LLCMorgan Keegan & Company, Inc.09-10-2010
Michael Avery ReinmundFifth Third Securities, Inc.Morgan Keegan & Company, Inc.$25003-31-2011
Nicholas John DevirgilisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.$50004-01-2011
Timothy Glen DumasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$50004-29-2011
Kenneth Lovell BrownJ.P. Turner & Company, L.L.C.Morgan Keegan & Company, Inc.$10005-10-2011
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.