Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Anne ArmbrustRaymond James & Associates, Inc.Morgan Stanley$107-03-2019
Bruce Allen DavisWells Fargo Clearing Services, LLC Morgan Stanley$10006-10-2019
Lloyd M DavisWells Fargo Clearing Services, LLC Morgan Stanley$2506-07-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc.Morgan Stanley $33805-10-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley$5004-17-2019
Thomas Edward RudakasAmeriprise Financial Services, Inc.Morgan Stanley$102-22-2019
Robert A DeblasioWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Gregory E StevensRaymond James & Associates, Inc.Morgan Stanley$5002-07-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley$102-07-2019
Shawn Michael TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$5001-23-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Elizabeth A GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Sugeil Milagros PerezWells Fargo Clearing Services, LLCMorgan Stanley$15012-07-2018
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$5410-05-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
Seraphim M RineRaymond James & Associates, Inc.Morgan Stanley$5009-14-2018
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Showing 1 to 25 of 808 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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