Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Allen EmchWells Fargo Clearing Services, LLCMorgan Stanley$5006-26-2020
Brent C HullingRaymond James & Associates, Inc.Morgan Stanley$5005-04-2020
Bharat DatwaniGoldman Sachs & Co.Morgan Stanley04-08-2020
Abraham Paul HorowitzJanney Montgomery Scott LLCMorgan Stanley03-09-2020
Samuel Peter BartolettaAmeriprise Financial Services, LLCMorgan Stanley$10003-06-2020
Ted William DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley$15003-06-2020
Nancy H KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Rachael Anne McBrideWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
William Dale KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-06-2020
David Riley DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Mariana Barbosa BrichesiUBS Financial Services Inc.Morgan Stanley03-05-2020
Zacharry J. WilsonAmeriprise Financial Services, LLCMorgan Stanley03-03-2020
Paola Desiree LeviIDB Capital Corp.Morgan Stanley02-28-2020
Jose Antonio ZubillagaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-28-2020
Brent Charles IonOppenheimer & Co. Inc.Morgan Stanley$5002-18-2020
Brandon Jeffrey WatersLPL Financial LLCMorgan Stanley$16802-14-2020
Roberta J JamesFidelity Brokerage Services LLCMorgan Stanley02-10-2020
Michael GroskinRaymond James & Associates, Inc.Morgan Stanley$1,00002-07-2020
Kimberly C JamesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2020
Jeff Richard BankAmeriprise Financial Services, LLCMorgan Stanley$15001-24-2020
Nikko J RichardsonPNC InvestmentsMorgan Stanley01-22-2020
Colton C. OutcaltRockefeller Financial LLCMorgan Stanley$2501-17-2020
Deborah Ann RathbunMorgan StanleyMorgan Stanley12-26-2019
Emilia Moreira DickeyBigSur Partners, LLCMorgan Stanley12-23-2019
Kennedy SherlesJ.P. Morgan Securities LLCMorgan Stanley12-20-2019
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Showing 1 to 25 of 1,139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.