Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karleen Madeleine HalliwellUBS Financial Services Inc.Morgan Stanley02-27-2013
Mark Andrew SmithStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-28-2013
Benjamin Henry Damsker IIWells Fargo Clearing Services, LLCMorgan Stanley$10002-28-2013
Robert McMannWells Fargo AdvisorsMorgan Stanley$16303-15-2013
Kelso Keith Huffman Jr.Raymond James & Associates, Inc.Morgan Stanley$10003-15-2013
Lee Evan GleemanUBS Financial Services Inc.Morgan Stanley$5003-15-2013
Carey Joel RosenAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Robert Ellsworth McMannWells Fargo Clearing Services, LLCMorgan Stanley03-15-2013
Edward Michael HickeyAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Robert Arthur ZuckerAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Priscilla Elizabeth SabatesUBS Financial Services Inc.Morgan Stanley03-15-2013
Yarina R MontalvoRaymond James & Associates, Inc.Morgan Stanley03-22-2013
Charles Thurston WhitneyUBS Financial Services Inc.Morgan Stanley$5004-12-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley$26604-16-2013
Paul Alan SeifertWells Fargo Clearing Services, LLCMorgan Stanley$10004-16-2013
Michael Arthur FettigWells Fargo Clearing Services, LLCMorgan Stanley$10004-16-2013
Richard Brent MeadowsWells Fargo Clearing Services, LLCMorgan Stanley04-16-2013
Gregory Depaul WhelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-22-2013
Robert John BanasiakJanney Montgomery Scott LLCMorgan Stanley$5004-24-2013
Sergio Mariscal LozanoUBS Financial Services Inc.Morgan Stanley05-01-2013
Tracy Christine BakerJ.P. Morgan Securities LLCMorgan Stanley05-02-2013
Robert Glenn YarbroughMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-20-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley$5407-09-2013
Charles William BrownWells Fargo Clearing Services, LLCMorgan Stanley$5007-11-2013
Eric Raymond BensonJ.P. Morgan Securities LLCMorgan Stanley07-22-2013
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Showing 226 to 250 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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