Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay E FratelloWells Fargo Advisors Financial Network, LLCMorgan Stanley12-13-2012
Todd Elliot CraigWells Fargo Advisors Financial Network, LLCMorgan Stanley$5012-13-2012
Scott Allen McarthurWells Fargo Advisors Financial Network, LLCMorgan Stanley$2512-13-2012
Dwayne Allan RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5012-14-2012
Barbara Ann LittleMoors & Cabot, Inc.Morgan Stanley$1,00001-04-2013
Thomas Alan BevanStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-10-2013
Kim FonsecaJ.P. Morgan Securities LLCMorgan Stanley$15001-11-2013
Casey BulginRaymond James & Associates, Inc.Morgan Stanley01-18-2013
Jesse Alan Peck EsqRaymond James & Associates, Inc.Morgan Stanley01-18-2013
Benjamin Hollis KnoxFifth Third Securities, Inc.Morgan Stanley01-22-2013
H Peter PetroskyOppenheimer & Co. Inc.Morgan Stanley$15001-23-2013
Hugh OConnorRBC Capital Markets, LLCMorgan Stanley01-29-2013
William P Shoaf JrWells Fargo Clearing Services, LLCMorgan Stanley$1,00002-08-2013
Naseem Mohammed SalamahNinePoint AdvisorsMorgan Stanley02-14-2013
Christopher Scott BarleyAmeriprise Financial Services, LLCMorgan Stanley02-15-2013
Stephen JuristUBS Financial Services Inc.Morgan Stanley$10002-15-2013
Ira Henry LomenchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2502-25-2013
Allan Dean YarkinUBS Financial Services Inc.Morgan Stanley$1,80702-27-2013
Henry Worth Boyce IIIUBS Financial Services Inc.Morgan Stanley02-27-2013
Leonard Jay SuskindUBS Financial Services Inc.Morgan Stanley$25002-27-2013
John Joseph PastorelloUBS Financial Services Inc.Morgan Stanley$10002-27-2013
Melissa Ilene FiermanUBS Financial Services Inc.Morgan Stanley$16602-27-2013
Seth Neil RippleUBS Financial Services Inc.Morgan Stanley$25002-27-2013
Karleen Madeleine HalliwellUBS Financial Services Inc.Morgan Stanley$10002-27-2013
Laura Susan MillerUBS Financial Services Inc.Morgan Stanley$23102-27-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.