Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Stephan MatthewsAmeriprise Financial Services, Inc.Morgan Stanley07-26-2013
Charles Peter WallaceOppenheimer & Co. Inc.Morgan Stanley08-01-2013
Patrick Olivier DuquenneAureus Wealth Management LLCMorgan Stanley08-07-2013
Joyce Lynn FalkenEdward JonesMorgan Stanley08-23-2013
John Molkentin, Denise Chin QueeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$18308-30-2013
Denise H. Chin QueeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-30-2013
John Charles Molkentin Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2013
Michelle L. VartanianUBS Financial Services Inc.Morgan Stanley09-11-2013
Raffi Robert VartanianUBS Financial Services Inc.Morgan Stanley09-11-2013
Ellen Yusem StewartWells Fargo Clearing Services, LLCMorgan Stanley09-24-2013
Melody Azucena GuerrieroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2013
John Chris KamkutisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1009-26-2013
Craig Stephen WandoffWells Fargo Clearing Services, LLCMorgan Stanley$10010-10-2013
Kevin WandoffWells Fargo Clearing Services, LLCMorgan Stanley10-10-2013
Manuel Rosas ChavezCambridge Investment Research, Inc.Morgan Stanley10-11-2013
Guy Douglas RegaladoAmeriprise Financial Services, Inc.Morgan Stanley10-18-2013
Osama Riyad AlbibiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-11-2013
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley$18011-14-2013
Stephen Scott SchaeferUBS Financial Services Inc.Morgan Stanley11-14-2013
Aimee Lee BoggsRaymond James & Associates, Inc.Morgan Stanley11-14-2013
Hiromi HanamuraUBS Financial Services Inc.Morgan Stanley11-14-2013
David Michael HuffmanRaymond James & Associates, Inc.Morgan Stanley11-14-2013
Samuel Benjamin WeinerRaymond James Financial Services, Inc.Morgan Stanley11-15-2013
Margaret Helen RhodesRaymond James Financial Services, Inc.Morgan Stanley11-15-2013
Michael James HlavekRaymond James Financial Services, Inc.Morgan Stanley11-15-2013
« Previous PageNext Page »

Showing 251 to 275 of 578 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.