Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett S. CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2011
Asuzu E. Ibeawuchi Jr.Ameriprise Financial Services, Inc.Morgan Stanley11-04-2011
Brian Irving StoneWells Fargo Clearing Services, LLCMorgan Stanley$5011-10-2011
Carmen Marie NorthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-10-2011
Frank Ferguson HoustonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-11-2011
William Jerome IngateWells Fargo Clearing Services, LLCMorgan Stanley$5011-14-2011
Seth Ian BassoffAmeriprise Financial Services, Inc.Morgan Stanley11-21-2011
Paul Zirakian, Lance Powers, Nan Bonfield, Brenda D'Arville, Albert RayRaymond JamesMorgan Stanley$15011-30-2011
Luis Alayo, Miguel RodriguezRaymond JamesMorgan Stanley$7212-19-2011
Brad Raymond RippelmeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-04-2012
Michael Joseph CoxWells Fargo Clearing Services, LLCMorgan Stanley$5001-06-2012
Avery Van Deusen WilkinsWells Fargo Clearing Services, LLCMorgan Stanley01-06-2012
Vincent James GrazianoWells Fargo Clearing Services, LLCMorgan Stanley01-06-2012
Dean Randall GuntnerStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-12-2012
Megan Ann MacgowanUBS Financial Services Inc.Morgan Stanley$15001-13-2012
Lucie Sabella AlessioUBS Financial Services Inc.Morgan Stanley$10001-13-2012
Jeffrey Alan GreenwaldAmeriprise Financial Services, Inc.Morgan Stanley$5001-13-2012
Thomas Anthony ArvanitesJanney Montgomery Scott LLCMorgan Stanley$10001-19-2012
David Michael WieseneckRaymond James & Associates, Inc.Morgan Stanley01-20-2012
Avery Wilkins, Michael CoxWells Fargo AdvisorsMorgan Stanley$8401-24-2012
Linda Ann NataleRBC Capital Markets, LLCMorgan Stanley01-26-2012
Stephanie Small MidlerWells Fargo Clearing Services, LLCMorgan Stanley$10002-02-2012
John LevitzAmeriprise Financial Services, Inc.Morgan Stanley$8702-03-2012
John Blase LevitzAmeriprise Financial Services, Inc.Morgan Stanley$5002-03-2012
Douglas Benjamin SchragerAmeriprise Financial Services, Inc.Morgan Stanley$5002-10-2012
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Showing 101 to 125 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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