Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Clark RamboRaymond James Financial Services, Inc.Morgan Stanley02-10-2012
Diego Alejandro VelasquezAmeriprise Financial Services, Inc.Morgan Stanley$2502-17-2012
Jennifer Cortney SulemanWells Fargo Clearing Services, LLCMorgan Stanley$15002-22-2012
Larry Byron NicholsWells Fargo Clearing Services, LLCMorgan Stanley$10002-24-2012
Thomas L BurtUBS Financial Services Inc.Morgan Stanley$10002-24-2012
John Timothy McGee IIUBS Financial Services Inc.Morgan Stanley$10002-24-2012
David Carter BaileyWells Fargo Clearing Services, LLCMorgan Stanley02-24-2012
James Philip O'ConnorStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5002-28-2012
Arthur Jay LangerWells Fargo Clearing Services, LLCMorgan Stanley$2503-01-2012
Jennifer SulemanWells Fargo AdvisorsMorgan Stanley$30003-02-2012
Wen ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-05-2012
Frederic John SiyufyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-23-2012
Marjorie FeldStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-26-2012
Joseph Sharpham Jones IVRaymond James & Associates, Inc.Morgan Stanley$10003-29-2012
Peter Francis AvondaRaymond James & Associates, Inc.Morgan Stanley$10003-29-2012
Melanie Ann RudolphWells Fargo Clearing Services, LLCMorgan Stanley$5003-30-2012
Gwen Carol SmithAmeriprise Financial Services, Inc.Morgan Stanley$15004-05-2012
David Benjamin FriedlanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-05-2012
Ralph James CostanzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-10-2012
Richard James RiosAmeriprise Financial Services, Inc.Morgan Stanley$2504-13-2012
Turner Cronin MooreStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15004-20-2012
Richard Noel TrottaAmeriprise Financial Services, Inc.Morgan Stanley$5004-20-2012
Robert N. Yan Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-20-2012
Alfred David Scoones Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5004-20-2012
John Patrick LolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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