Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeanine Cecile WebsterUBS Financial Services Inc.Morgan Stanley$10008-06-2012
Vann Ashley WilderRaymond James & Associates, Inc.Morgan Stanley$10008-10-2012
Van R Richard MartinRaymond James & Associates, Inc.Morgan Stanley08-10-2012
Richard Eugene ByrdKovack Securities Inc.Morgan Stanley$2508-15-2012
Nancy K. MellonWells Fargo AdvisorsMorgan Stanley$6508-17-2012
James Lloyd HartRaymond James Financial Services, Inc.Morgan Stanley$5008-30-2012
Jeff Evan ChaninMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-31-2012
Michele Dawn AlexWells Fargo Clearing Services, LLCMorgan Stanley$5008-31-2012
Michael Nicholas VassalottiUBS Financial Services Inc.Morgan Stanley09-06-2012
Jason Edward HughesUBS Financial Services Inc.Morgan Stanley$5009-12-2012
Justin K LeinsUBS Financial Services Inc.Morgan Stanley09-12-2012
Lewis Anthony BonellAmeriprise Financial Services, Inc.Morgan Stanley09-14-2012
Robert C. DamanteUBS Financial Services Inc.Morgan Stanley09-20-2012
Randall James HooperUBS Financial Services Inc.Morgan Stanley$10010-11-2012
Eric Seth BermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-19-2012
Victoria AzpuruaRaymond JamesMorgan Stanley$11010-26-2012
Victoria Elena AzpuruaRaymond James & Associates, Inc.Morgan Stanley$2510-26-2012
David James CrumWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-01-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial Services Inc.Morgan Stanley$42311-02-2012
Mario PonczekUBS Financial Services Inc.Morgan Stanley$15011-02-2012
Andrew David CampbellLPL Financial LLCMorgan Stanley$1011-02-2012
Douglas Scott PonczekUBS Financial Services Inc.Morgan Stanley11-02-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley$20411-09-2012
Donald Dean HorrasRaymond James & Associates, Inc.Morgan Stanley$10011-09-2012
Scott Alan CutliffRaymond James & Associates, Inc.Morgan Stanley$10011-09-2012
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Showing 176 to 200 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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