Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Robert ParthemerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10010-21-2011
Abiodun Adebusola AjayiWells Fargo Advisors Financial Network, LLCMorgan Stanley02-16-2011
Adam C. RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Adam Jason RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-30-2011
Adam Joseph GillamJ.P. Morgan Securities LLCMorgan Stanley03-17-2010
Addison Palmer Knight Jr.Raymond James & Associates, Inc.Morgan Stanley$10002-18-2011
Adolfo Jose BullrichWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley01-26-2017
Adriana DemianewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25005-31-2012
Adrienne FrankUBS Financial Services Inc.Morgan Stanley09-29-2010
Agnes Yadira AponteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2014
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Aimee Lee BoggsRaymond James & Associates, Inc.Morgan Stanley$10011-14-2013
Al Maulini, Joseph ToranoHSBC Private BankMorgan Stanley$12108-23-2013
Alan Abraham LinkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50003-12-2015
Alan Howard BluesteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$95005-15-2017
Alan Michael BlenderAmeriprise Financial Services, Inc.Morgan Stanley$50008-11-2017
Alan T GoldsteinRaymond James & Associates, Inc.Morgan Stanley$25012-09-2011
Albert Richard LucciUBS Financial Services Inc.Morgan Stanley$50007-15-2011
Albert Wade Ray IIIRaymond James & Associates, Inc.Morgan Stanley$25010-11-2011
Alejandro Javier RodriguezJ.P. Morgan Securities LLCMorgan Stanley06-01-2018
Alex LeeOppenheimer & Co. Inc.Morgan Stanley11-06-2017
Alex Matar AgundisRaymond James & Associates, Inc.Morgan Stanley04-01-2014
Alexander Love Hinson Jr.INVEST Financial CorporationMorgan Stanley07-28-2014
Alexandre Martins SantosOppenheimer & Co. Inc.Morgan Stanley07-02-2013
Alexandre Soares BrauneBrickell Global Markets, Inc.Morgan Stanley$10005-01-2010
Next Page »

Showing 1 to 25 of 1,108 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.