Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Stevenson SenkbeilJanney Montgomery Scott LLCMorgan Stanley03-09-2020
Clifton Brent SmithAmeriprise Financial Services, Inc.Morgan Stanley12-06-2019
Igor FeldmanAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Norman R MejiaAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Vincent James LukasikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-21-2019
Preston Odell Duppins Jr.Raymond James & Associates, Inc.Morgan Stanley11-13-2019
Robert Roderick RodriguezAXA Advisors, LLCMorgan Stanley11-12-2019
Norman L WellsRaymond James Financial Services, Inc.Morgan Stanley10-28-2019
Matthew Ray OvertonAmeriprise Financial Services, Inc.Morgan Stanley10-25-2019
Luciano Octavio DuqueSW FinancialMorgan Stanley10-25-2019
Miguel Alejandro AlvarezSynovus Securities, Inc.Morgan Stanley10-23-2019
John Martin JenningsRaymond James Financial Services, Inc.Morgan Stanley10-04-2019
Ana R. MotaHSBC Securities (USA) Inc.Morgan Stanley09-26-2019
Elizabeth Ann TremaglioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-26-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Marc Robert EngelmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-20-2019
Helena Borges FortesRaymond James & Associates, Inc.Morgan Stanley09-19-2019
Rosalie SchlaenRaymond James & Associates, Inc.Morgan Stanley09-13-2019
Jeffrey ShoverRaymond James & Associates, Inc.Morgan Stanley09-06-2019
Courtney Nichole SmuderWells Fargo Advisors Financial Network, LLCMorgan Stanley08-27-2019
Cameron Blair HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Jeremy Daniel HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Jessica LlorensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-21-2019
Barry Albert StricklandRaymond James & Associates, Inc.Morgan Stanley08-05-2019
Eitan EsanRaymond James & Associates, Inc.Morgan Stanley08-02-2019
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Showing 1 to 25 of 1,114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.