Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph GillamJ.P. Morgan Securities LLCMorgan Stanley03-17-2010
Douglas Bryan Parkey Sr.J.P. Morgan Securities LLCMorgan Stanley04-14-2010
Ricardo Ivan CardenasJ.P. Morgan Securities LLCMorgan Stanley10-24-2012
Brian Christopher KutsmedaJ.P. Morgan Securities LLCMorgan Stanley$15001-07-2013
Kim Emanuel FonsecaJ.P. Morgan Securities LLCMorgan Stanley$15001-11-2013
Tracy Christine BakerJ.P. Morgan Securities LLCMorgan Stanley$10005-02-2013
Eric Raymond BensonJ.P. Morgan Securities LLCMorgan Stanley$15007-22-2013
Timothy David ObiJ.P. Morgan Securities LLCMorgan Stanley09-25-2014
Michael Clifford Ponti Jr.J.P. Morgan Securities LLCMorgan Stanley02-16-2015
Henry Lee HunterJ.P. Morgan Securities LLCMorgan Stanley03-18-2016
Stephen Holland HatkerJ.P. Morgan Securities LLCMorgan Stanley$15007-26-2016
Jeremy H. AdamsJ.P. Morgan Securities LLCMorgan Stanley03-10-2017
Julie Lynn McFallsJ.P. Morgan Securities LLCMorgan Stanley09-26-2017
Bradley L ResnickJ.P. Morgan Securities LLCMorgan Stanley10-13-2017
Kristina Lynn NashJ.P. Morgan Securities LLCMorgan Stanley12-05-2017
Kurt Alan WolgastJ.P. Morgan Securities LLCMorgan Stanley01-16-2018
Christine Ann MoiseJ.P. Morgan Securities LLCMorgan Stanley$50005-07-2018
Alejandro Javier RodriguezJ.P. Morgan Securities LLCMorgan Stanley06-01-2018
Jordi Ramon BusseJ.P. Morgan Securities LLCMorgan Stanley09-11-2018
Marcus Paul SmithJ.P. Morgan Securities LLCMorgan Stanley09-12-2018
Karen Jacqueline SitesJ.P. Morgan Securities LLCMorgan Stanley03-16-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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