Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Richard Ehrbar IIRaymond James & Associates, Inc.Morgan Stanley$10007-31-2009
Robert James NolanRaymond James & Associates, Inc.Morgan Stanley$25012-01-2009
Mary Elizabeth Hillery HargroveRaymond James & Associates, Inc.Morgan Stanley10-20-2010
Peter Howard SilcoxRaymond James & Associates, Inc.Morgan Stanley$25010-22-2010
Gregory Carl TorrettaRaymond James & Associates, Inc.Morgan Stanley$10012-06-2010
Lloyd KolokoffRaymond James & Associates, Inc.Morgan Stanley$25001-21-2011
Marcia Frances PersonRaymond James & Associates, Inc.Morgan Stanley$50002-01-2011
Addison Palmer Knight Jr.Raymond James & Associates, Inc.Morgan Stanley$10002-18-2011
Martin Joseph GelbRaymond James & Associates, Inc.Morgan Stanley$15003-11-2011
Sonya Helena Gelb ChoeffRaymond James & Associates, Inc.Morgan Stanley03-11-2011
William Ward Chase IIIRaymond James & Associates, Inc.Morgan Stanley06-10-2011
Robert Sullivan ChaseRaymond James & Associates, Inc.Morgan Stanley06-10-2011
Steven Roy WeisbergRaymond James & Associates, Inc.Morgan Stanley$50009-26-2011
Brenda Louise D'ArvilleRaymond James & Associates, Inc.Morgan Stanley$10010-11-2011
Albert Wade Ray IIIRaymond James & Associates, Inc.Morgan Stanley$25010-11-2011
Paul Daniel ZirakianRaymond James & Associates, Inc.Morgan Stanley$50010-11-2011
Nan Patrice BonfieldRaymond James & Associates, Inc.Morgan Stanley10-11-2011
Lance Montgomery PowersRaymond James & Associates, Inc.Morgan Stanley10-11-2011
Janice Lee RayRaymond James & Associates, Inc.Morgan Stanley$25010-13-2011
Luis Jacob Alayo RieraRaymond James & Associates, Inc.Morgan Stanley$15012-05-2011
Alan T GoldsteinRaymond James & Associates, Inc.Morgan Stanley$25012-09-2011
Steven Charles SapirsteinRaymond James & Associates, Inc.Morgan Stanley$50001-12-2012
David Michael WieseneckRaymond James & Associates, Inc.Morgan Stanley01-20-2012
Joseph Sharpham Jones IVRaymond James & Associates, Inc.Morgan Stanley$10003-29-2012
Peter Francis AvondaRaymond James & Associates, Inc.Morgan Stanley$10003-29-2012
Next Page »

Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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